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Tuesday, November 3, 2026

Capital

Debt, credit, buybacks, and stock sales

FT 13294 Files Effective Amendment for Aerospace Portfolio

FT 13294 has filed an effective amendment to its registration statement, allowing it to offer units in its Aerospace & Defense Portfolio.

COMM 2014-CCRE14 Mortgage Trust Reports October Distribution

COMM 2014-CCRE14 Mortgage Trust releases its latest distribution report, highlighting stability in asset-backed securities with no breaches reported.

Northern Peak S11 LLC Files New Offering with SEC

Northern Peak S11 LLC has filed a new offering with the SEC, raising $300,000 and signaling a significant fundraising effort in the private equity sector.

COMM 2015-LC21 Mortgage Trust Reports Latest Distribution

COMM 2015-LC21 Mortgage Trust announces its latest distribution report, highlighting stability in its commercial mortgage-backed securities.

Royal Bank of Canada offers Auto-Callable Notes linked to Micron

Royal Bank of Canada files to offer Auto-Callable Notes linked to Micron Technology, indicating a strategic move in the commercial banking sector.

Nanoviricides updates prospectus for $2.37M stock offering

Nanoviricides, Inc. amends its prospectus to allow for a new $2.37 million stock offering as part of its capital-raising efforts.

Bank of America Unveils New Contingent Income Securities

Bank of America introduces new contingent income auto-callable securities linked to Taiwan Semiconductor Manufacturing Company, enhancing its investment offerings.

Royal Bank of Canada Issues $1.65M in Barrier Digital Notes

Royal Bank of Canada has filed to issue $1.65 million in Barrier Digital Notes linked to SpaceX, expanding its innovative financial offerings.

Bank of Nova Scotia to Issue New Notes Linked to ETFs

Bank of Nova Scotia announces new notes tied to ETFs, a strategic move that may influence the state commercial banking sector and competitors.

Royal Bank of Canada files for new Auto-Callable Notes

Royal Bank of Canada announces a new offering of Auto-Callable Enhanced Return Barrier Notes linked to the S&P 500 Index, showcasing its innovative approach.

BofA Finance LLC Files Preliminary Pricing Supplement for New Securities

BofA Finance LLC announces a new equity-linked structured investment product, fully guaranteed by Bank of America Corporation, targeting investors in national commercial banking.

UBS AG announces new Trigger Autocallable Notes offering

UBS AG files for Trigger Autocallable Contingent Yield Notes linked to major tech stocks, reflecting innovation in national commercial banking.

JPMorgan Chase Financial Co. files pricing supplement for notes

JPMorgan Chase Financial Co. LLC has filed a preliminary pricing supplement for structured investments linked to the S&P 500 Index, expanding its offerings.

Advisors Disciplined Trust 2365 Files Amendment to Registration

Advisors Disciplined Trust 2365 has filed an amendment to its registration statement, focusing on market-linked investment strategies.

Royal Bank of Canada files registration for market-linked securities

Royal Bank of Canada files a registration statement for market-linked securities, reflecting a strategic move in the financial sector.

BrightFlixx Finance launches tender offers for two firms

BrightFlixx Finance (Luxembourg) S.A. has initiated cash tender offers for shares of Cavitation Technologies, Inc. and Alchemy Beverages Inc.

AXDB 2026-MULT1 Mortgage Trust amends ABS-15G filing

AXDB 2026-MULT1 Mortgage Trust updates its ABS-15G filing with new reports from Ernst & Young, impacting the commercial mortgage sector.

Hyundai Auto Receivables Trust 2026-A Reports on Auto Loans

Hyundai Auto Receivables Trust 2026-A files an update on its asset-backed securities, focusing on auto loans and financial transparency.

Ford Credit Auto Owner Trust 2026-C Reports Monthly Distribution

Ford Credit Auto Owner Trust 2026-C releases its monthly distribution report, providing insights into the performance of its auto loan asset pool.

Hyundai Auto Receivables Trust 2026-B Files ABS-EE Report

Hyundai Auto Receivables Trust 2026-B has filed an ABS-EE report, showcasing its performance in the asset-backed securities market.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →