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Monday, November 2, 2026

Capital

Debt, credit, buybacks, and stock sales

JPMorgan Chase Financial Co. LLC Files for Callable Notes

JPMorgan Chase Financial Co. LLC has filed a preliminary pricing supplement for callable contingent interest notes linked to stocks of Affirm Holdings, Rocket Lab, and SoFi Technologies.

GS Finance Corp. files for new equity-linked notes due 2031

GS Finance Corp. has filed for autocallable notes due 2031, marking a strategic move in the security brokers and dealers sector.

VSC IV Katecho Co-Investment Partners launches new offering

VSC IV Katecho Co-Investment Partners Parallel, L.P. files for a new private equity offering under Rule 506(b), signaling growth in the investment sector.

House Holdings 1.6, LP raises $11 million in new offering

House Holdings 1.6, LP has filed a new offering with the SEC, raising over $11 million, showcasing growth in the venture capital sector.

Bank of Montreal registers $9.2 million in senior notes

Bank of Montreal has filed a registration statement for $9.2 million in senior medium-term notes, reflecting its strategy to diversify funding sources.

Animal Capital Warhound SPV I raises $9.62 million in funding

Animal Capital Warhound SPV I LLC successfully raises $9.62 million through a recent Form D filing, reflecting a growing interest in pooled investment funds.

Inland Long Island Residential DST Amends Securities Offering

Inland Long Island Residential DST updates its securities offering, revealing $107.6 million total offering amount with $57.4 million sold.

Bahamut Capital Helvetica Opportunities I raises $2.89 million

Bahamut Capital Helvetica Opportunities I LLC completes a $2.89 million private offering, signaling trends in the pooled investment fund industry.

GM Financial Consumer Automobile Receivables Trust 2026-3 Reports Latest Filing

GM Financial's latest filing reveals key insights into its auto loan performance, impacting the asset-backed securities market and reflecting industry trends.

IDEAYA Biosciences CEO Yujiro Hata Executes Stock Transactions

IDEAYA Biosciences' CEO Yujiro Hata reports stock transactions, reflecting strategic financial moves in the pharmaceutical sector.

abrdn Global Infrastructure Income Fund reports stock transaction

abrdn Global Infrastructure Income Fund discloses a stock transaction by director Chris LaVictoire, reflecting active capital management strategies.

TRex Bio reports major stock transactions by Alexandria Venture

TRex Bio, Inc. reveals significant stock transactions by Alexandria Venture Investments, LLC, indicating strategic shifts in ownership and investment.

Robinhood Ventures Fund I Reports Major Share Transactions

Robinhood Ventures Fund I disclosed significant share transactions by Robinhood Markets, signaling potential shifts in the security brokers and dealers sector.

Bowles Reports Restricted Stock Units for Ryman Hospitality

Alvin L. Bowles Jr. discloses restricted stock unit transactions in Ryman Hospitality Properties, highlighting ongoing compensation adjustments.

Houston Andrew Reports Stock Transactions as Co-CEO of Dropbox

Houston Andrew, Co-CEO of Dropbox, reports stock transactions involving Class A Common Stock, reflecting industry trends in executive stock management.

CFO McKim Scott Joseph Acquires Shares in BayFirst Financial

CFO McKim Scott Joseph of BayFirst Financial Corp. acquires 2,206 shares in the company's recent rights offering, signaling confidence in the bank's future.

BayFirst Financial director purchases 5,096 shares

Barbara J. Zipperian of BayFirst Financial Corp. buys 5,096 shares, signaling confidence in the company's future amid market conditions.

TRex Bio Reports Stock Conversion Ahead of IPO

TRex Bio, Inc. announces stock conversion as it prepares for IPO, impacting its ownership structure and the biological products industry.

Kleine Brigitte Updates Ownership Report for Reformation Inc.

Kleine Brigitte amends ownership report, reflecting a purchase of 200 shares in Reformation Inc., highlighting its investment strategy in women's outerwear.

Allen Zipporah amends stock ownership filing for clarity

Allen Zipporah amends a stock ownership filing, clarifying a previous omission regarding shares acquired through a directed share program.

Financialist News Desk

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