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Tuesday, November 3, 2026

Capital

Debt, credit, buybacks, and stock sales

Morgan Stanley Files Free Writing Prospectus for Jump Notes

Morgan Stanley has filed a free writing prospectus for its MSAMP5 Jump Notes, showcasing its innovative approach in the securities industry.

CME Group Director Howard J. Siegel Files to Sell 2,000 Shares

Howard J. Siegel, a director at CME Group Inc., has filed to sell 2,000 shares of common stock, reflecting ongoing stock management strategies.

AREG US Opp IV Azure REIT A LLC files new offering to raise funds

AREG US Opp IV Azure REIT A LLC has filed a new offering with the SEC, aiming to raise capital through preferred shares in the REIT sector.

Morgan Stanley Finance LLC Files Free Writing Prospectus

Morgan Stanley Finance LLC has filed a Free Writing Prospectus for its new MSAMP5 Jump Notes, reflecting ongoing innovation in financial products.

UBS AG launches $308 million Buffer Callable Notes

UBS AG has filed a pricing supplement for $308 million Buffer Callable Contingent Yield Notes linked to Russell 2000 and S&P 500 indices.

UBS AG launches Trigger Yield Notes linked to Meta stock

UBS AG has filed a pricing supplement for Trigger Yield Notes linked to Meta Platforms, showcasing its innovative approach in the banking sector.

Joist Housing Innovation Fund I, LP Files New Offering

Joist Housing Innovation Fund I, LP has filed a new offering under SEC Rule 506(b), marking a strategic capital-raising move in the investment fund sector.

AREG US Opp IV Azure REIT B LLC announces preferred share offering

AREG US Opp IV Azure REIT B LLC has filed to offer Series A preferred shares, marking its entry into the REIT sector and aiming to raise indefinite capital.

Henson Matthew Bradley files to sell shares of Cullen/Frost

Henson Matthew Bradley has filed to sell 534 shares of Cullen/Frost Bankers, Inc., reflecting executive compensation and stock vesting activity.

UBS Commercial Mortgage Trust 2017-C1 Files ABS-EE Update

UBS Commercial Mortgage Trust 2017-C1 has filed an ABS-EE form, detailing updates in its asset-backed securities related to commercial mortgages.

Morgan Stanley Files Free Writing Prospectus for New Securities

Morgan Stanley files a free writing prospectus for new securities, indicating a strategic move to attract investors in the competitive financial sector.

Citigroup files preliminary pricing for medium-term notes

Citigroup Inc. has filed a preliminary pricing supplement for new medium-term senior notes, indicating a strategic funding move in the banking sector.

Ford Motor Credit updates pricing on senior unsecured notes

Ford Motor Credit Co LLC has filed a pricing supplement for senior unsecured notes, reflecting its ongoing financial strategies in the credit sector.

GS Finance Corp. issues $500 million in equity-linked notes

GS Finance Corp. has filed to issue $500 million in autocallable equity-linked notes, backed by The Goldman Sachs Group, enhancing its financial offerings.

GS Finance Corp. files for new autocallable notes due 2031

GS Finance Corp. seeks to expand financing options with new autocallable notes due 2031, backed by Goldman Sachs Group.

Bank of Nova Scotia Files Pricing Supplement for Securities

Bank of Nova Scotia files a pricing supplement for Enhanced Trigger Jump Securities, emphasizing its focus on structured investments in the banking sector.

GS Finance Corp. Issues Autocallable Leveraged Notes Linked to Blackstone

GS Finance Corp. has launched Autocallable Leveraged Index Return Notes linked to Blackstone Inc., expanding its product offerings in the financial sector.

Morgan Stanley Finance LLC Files Free Writing Prospectus

Morgan Stanley Finance LLC has filed a free writing prospectus for new securities linked to major stock indices, signaling strategic growth in the brokerage sector.

CCUBS Commercial Mortgage Trust 2017-C1 Files ABS-EE Report

CCUBS Commercial Mortgage Trust 2017-C1 files an ABS-EE report detailing commercial mortgage assets, reflecting activity in the asset-backed securities sector.

Morgan Stanley Finance unveils new contingent income securities

Morgan Stanley Finance LLC files a free writing prospectus for SPUMP40 contingent income securities, showcasing innovation in structured financial products.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →