Clicky

Wednesday, November 4, 2026

Capital

Debt, credit, buybacks, and stock sales

Civeo Corp officer sells 23,288 shares of common stock

Civeo Corp reports the sale of 23,288 shares by an officer, reflecting ongoing adjustments in the lodging industry.

Equitybee Launches New Offering Under Securities Act

Equitybee 22-18511 a Series of Equitybee cFund Master LLC files new offering, signaling intent to raise funds through private equity.

Greenlight Capital Re repurchases shares from family trust

Greenlight Capital Re, Ltd. repurchases 120,335 shares from a family trust managed by director David Einhorn, reflecting its capital management strategy.

Citigroup files pricing supplement for new senior notes

Citigroup Inc. has filed a preliminary pricing supplement for new medium-term senior notes, signaling a strategic move in the national commercial banking sector.

Stat Lauren Elaina Friedman files to sell shares of Palantir

Stat Lauren Elaina Friedman has filed to sell 1,358 shares of Palantir Technologies Inc. as part of a planned sale under a 10b5-1 trading plan.

Ling Hai Files to Sell 4,317 Shares of Mastercard

Ling Hai has filed to sell 4,317 shares of Mastercard, valued at about $2.75 million, following recent stock option exercises.

Gate34 Secures $110,000 in New Offering for Venture Capital Fund

Gate34, a Series of Decile Start Fund, LP, has filed with the SEC to raise $110,000 for its new venture capital fund, reflecting industry growth.

JPMorgan Chase Financial Co. files for new structured notes

JPMorgan Chase Financial Co. LLC files a preliminary pricing supplement for new structured notes linked to major stock indices, enhancing its investment offerings.

Rubrik director sells 5,000 shares amid market adjustments

Rubrik, Inc. director John Thompson sells 5,000 shares worth $620,750, signaling potential shifts in the company's financial strategy.

HSBC USA Inc. launches Autocallable Contingent Income Notes

HSBC USA Inc. files a prospectus for new Autocallable Contingent Income Barrier Notes, offering monthly payments and highlighting risks for investors.

Houston Andrew to Sell 383,800 Shares of Dropbox, Inc.

Houston Andrew files to sell 383,800 shares of Dropbox, valued at $13.9 million, marking a significant liquidity event for the company.

JPMorgan Chase Financial Co. LLC Files for New Structured Notes

JPMorgan Chase Financial Co. LLC has filed a preliminary pricing supplement for structured investment notes linked to major stock indices, signaling a strategic move.

Crystal Adam Files to Sell 20,000 Shares of Tango Therapeutics

Crystal Adam has filed to sell 20,000 shares of Tango Therapeutics, indicating a significant liquidity move and reflecting trends in the pharmaceutical sector.

Rubrik, Inc. Files to Sell 22,000 Shares Amid Growth

Rubrik, Inc. files to sell 22,000 shares of common stock valued at $2.73 million, as director John Thompson exercises stock options.

Bank of Montreal registers $3.38M callable barrier notes

Bank of Montreal files for $3.38M callable notes linked to major indices, targeting investors seeking contingent interest payments.

Cohen Ariel M. Files Form 144 to Sell Shares of Navan, Inc.

Cohen Ariel M. has filed to sell 8,033 shares of Navan, Inc., indicating a liquidity event for the director and officer of the company.

Bloom Energy Corp reports sale of 8,828 shares in filing

Bloom Energy Corp has filed a Form 144 to sell 8,828 shares of its common stock, indicating ongoing market activity.

Neurocrine Biosciences Director Files to Sell 14,700 Shares

Director George Morrow of Neurocrine Biosciences plans to sell 14,700 shares of common stock, valued at approximately $2.15 million.

JPMorgan Chase Financial Co. unveils new structured notes

JPMorgan Chase Financial Co. LLC has filed a preliminary pricing supplement for new structured investment notes linked to major stock indices.

Kenneth J. West plans to sell shares of Honeywell International

Kenneth J. West has filed to sell 879 shares of Honeywell International Inc. following the vesting of restricted stock units.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →