Golden State Wealth Management, LLC has disclosed its latest holdings in a recent SEC filing, revealing a total investment portfolio valued at over $1 billion as of September 30, 2026. This substantial figure underscores the firm's expanding role in the investment management landscape.

The filing, submitted on November 2, 2026, highlights a diverse range of investments across various sectors, indicating a strategic approach to portfolio management. The report includes holdings in well-known companies, showcasing Golden State's commitment to maintaining a robust investment strategy.

Background

Golden State Wealth Management, LLC, based in Santa Ana, California, operates in the investment management sector. The firm has been active in filing various reports with the SEC, including multiple 13F-HR forms, which detail its investment holdings. The company is registered under the CIK number 0001776033 and has been consistently reporting its financial activities.

What the Filing Says

The recent filing indicates that Golden State Wealth Management holds a total of 1,646 positions, with a total value of $1,099,448,433. This figure reflects the firm’s strategic investments across various sectors, demonstrating its robust investment approach.

Impact

This filing may have implications for various stakeholders, including investors and competitors in the investment management industry. The substantial value of Golden State's holdings could influence market perceptions and investment strategies among other firms in the sector.

What's Next

The filing does not specify what actions will follow this report, leaving the next steps for Golden State Wealth Management open-ended.