Joseph P. Lucia & Associates, LLC has filed its quarterly holdings report, revealing a total investment value of $345.5 million as of September 30, 2026. This filing is significant as it provides insight into the firm’s investment strategies and positions in various sectors, particularly technology and healthcare.

The firm, based in Yorktown Heights, New York, is classified under the category of other investment management entities. The latest filing, dated October 30, 2026, is part of a series of 13F-HR reports that the company has submitted over the past year. These filings are essential for understanding how investment firms allocate their assets and manage their portfolios.

Background

Joseph P. Lucia & Associates, LLC is an investment management firm that operates under the SEC’s regulations. The company’s filings are crucial for transparency in the asset management industry. The firm has consistently reported its holdings, with the most recent filings including detailed information about its investment strategies and the companies it has invested in.

What the Filing Says

The October 30 filing indicates that the firm has a total of 194 entries in its holdings report. The total value of these holdings is reported at $345,537,505. This reflects the firm’s active management approach and its focus on maintaining a diversified portfolio.

Impact

This filing may affect various stakeholders, including investors, analysts, and competitors in the asset management industry. By disclosing its holdings, Joseph P. Lucia & Associates provides valuable insights that can influence market perceptions and investment strategies among peers.

What's Next

The filing does not specify what happens next, but it is likely that the firm will continue to monitor its investments and adjust its holdings in response to market conditions.