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Tuesday, November 3, 2026

Deals

Mergers, asset sales, and major contracts

Innventure, Inc. names Eric Stober as CFO in SEC filing

Innventure, Inc. has appointed Eric Stober as CFO, signaling potential strategic changes as it navigates the competitive blank checks industry.

Christian Unterseer Reports Ownership in Brand Engagement Network

Christian Unterseer discloses his ownership in Brand Engagement Network Inc. as a director, impacting the company's strategic direction.

Julien E. Capers Files Ownership Report for Palisade Bio

Julien E. Capers has filed a Form 3 with the SEC, revealing his officer status at Palisade Bio, Inc., emphasizing corporate governance in the biological products sector.

Sweeney Thomas Files Late Form 3 Due to Administrative Oversight

Sweeney Thomas files a late Form 3, indicating a change in ownership status, linked to Antares Strategic Credit Fund II LLC.

Sweeney Thomas Files Late Form 3 for Ownership Change

Sweeney Thomas files a late Form 3, marking a change in ownership status and emphasizing compliance in the investment management sector.

Better Home & Finance reveals new ownership details

Better Home & Finance Holding Co discloses new ownership details in SEC filing, reflecting changes in stock holdings by director Nicholas J. Calamari.

Sweeney Thomas Files Late Form 3 for Antares Private Credit Fund

Sweeney Thomas, CFO of Antares Private Credit Fund, files a late Form 3, citing an administrative oversight, underscoring compliance in financial services.

Hirsch Natalie Marie reports ownership in TruGolf Holdings

Hirsch Natalie Marie, CFO and COO of TruGolf Holdings, reports her ownership of shares, indicating her commitment to the company's future.

PDS Biotechnology Corp director files ownership change report

Wendel Bruce, a director at PDS Biotechnology Corp, files a Form 3 indicating a change in ownership. This reflects ongoing developments in the pharmaceutical sector.

Evernorth Holdings Reports Significant Share Ownership Changes

Evernorth Holdings Inc. announces major updates in share ownership from Arrington XRP Capital Fund, LP, impacting the commodity contracts sector.

Jennifer Elizabeth Main Files Form 3 for Claritev Corp

Jennifer Elizabeth Main files Form 3 with the SEC, reporting her ownership in Claritev Corp, where she serves as a director.

Adaptive Biotechnologies' Rubinstein Reports Stock Transactions

Julie Rubinstein of Adaptive Biotechnologies disclosed stock transactions, including acquisitions and sales, reflecting ongoing management activity.

Joshua Cohen Takes Director Role at TCGX Acquisition Corp. II

Joshua Cohen has been appointed as a director at TCGX Acquisition Corp. II, marking a significant change in ownership for the blank check company.

Mark McKenna Reports Ownership Change at TCGX Acquisition Corp. II

Mark McKenna reports ownership change involving 30,000 shares at TCGX Acquisition Corp. II, a blank check company navigating its business strategy.

David Hackett Acquires Stake in TruGolf Holdings, Inc.

David Hackett has acquired a significant stake in TruGolf Holdings, Inc., signaling potential strategic shifts within the company and the sporting goods industry.

TCGX Acquisition Corp. II discloses director's ownership change

TCGX Acquisition Corp. II reports Michael Thomas Henderson's ownership change, reflecting strategic moves in the blank check company sector.

Patricia Ferrari Reports Ownership in Hain Celestial Group

Patricia Ferrari reports ownership in Hain Celestial Group, highlighting her role as a director and influence in the food industry.

Fandrick Keith R. Files Form 3 as COO of IRulya Therapeutics

Fandrick Keith R. discloses stock options in a recent Form 3 filing as COO of IRulya Therapeutics, reflecting commitment to the biotech industry.

Lee Chin Hyok Reports Stock Option Acquisition at Lycia Therapeutics

Lee Chin Hyok, CMO of Lycia Therapeutics, acquires stock options, reflecting the company's strategy to align executive interests with shareholder value.

Shinder Richard Jon Reports Ownership in Hain Celestial Group

Richard Jon Shinder discloses ownership in Hain Celestial Group Inc. as a director, indicating his involvement in the food and kindred products industry.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →