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Thursday, November 5, 2026

Markets

Rates, jobs, and market-wide news

Fidelity D & D Bancorp CEO Reports Stock Transaction

Daniel J. Santaniello, CEO of Fidelity D & D Bancorp, reports a stock transaction involving 200 shares, maintaining significant ownership in the company.

Christian Matthew Sean Reports Stock Transactions at Apogee

Christian Matthew Sean, President at Apogee Enterprises, reports stock transactions, acquiring and disposing of shares, signaling strategic adjustments.

Zenkyoren Asset Management Files 13F Notice for Q3 2026

Zenkyoren Asset Management of America Inc. submits a 13F Notice, signaling changes in its investment strategy as of September 30, 2026.

Themes ETF Trust Certifies Prospectus Consistency for ETF

Themes ETF Trust confirms no changes in its prospectus for the Leverage Shares 1X Short Anthropic Daily ETF, ensuring regulatory compliance and transparency.

MassMutual Ascend Life Insurance Co. Updates Annuity Offerings

MassMutual Ascend Life Insurance Co. files new registration for Index Summit 6 annuity products, effective November 1, 2026, enhancing its life insurance offerings.

Judy Wu Sells 887 Shares of Dime Commercial Bancshares Stock

Judy Wu, EVP of Dime Commercial Bancshares, sold 887 shares of common stock, indicating management adjustments in the banking sector.

Legg Mason Partners Institutional Trust Files Annual Report

Legg Mason Partners Institutional Trust releases its annual shareholder report for the Western Asset Institutional Government Reserves fund, highlighting key performance metrics.

Asset Management Fund files new registration statement

Asset Management Fund has filed a new registration statement, indicating its intent to expand investment offerings and adapt to market demands.

DRDGOLD releases annual compliance report on empowerment

DRDGOLD LTD announces availability of its annual compliance report, emphasizing its commitment to Broad-Based Black Economic Empowerment in the mining sector.

Alan Silverman reports stock transaction at Fidelity D & D Bancorp

Alan Silverman reports a transaction involving 300 shares of Fidelity D & D Bancorp Inc., reflecting ongoing adjustments in the banking industry.

Banco Santander (Brasil) reports Q3 2026 financial update

Banco Santander (Brasil) S.A. files an update with the SEC for Q3 2026, emphasizing transparency in the commercial banking sector.

EntrepreneurShares Series Trust Files New Registration Statement

EntrepreneurShares Series Trust files a new registration statement, signaling potential expansion and innovation in investment offerings.

Federated Hermes Adviser Series Files Summary Prospectus

Federated Hermes Adviser Series files a summary prospectus for its SDG Engagement High Yield Credit Fund, focusing on sustainable investing.

Asset Management Fund files new registration statement

Asset Management Fund has filed a new registration statement, indicating readiness to offer new investment options and reflecting industry trends.

Federated Hermes Adviser Series Files Summary Prospectus

Federated Hermes Adviser Series files a summary prospectus for its SDG Engagement High Yield Credit Fund, emphasizing income and societal impact.

Normington-Slay Jeremy L Reports Share Ownership in Civista

Normington-Slay Jeremy L discloses his share ownership in Civista Bancshares, indicating his role as a director in the state commercial banking sector.

Legg Mason Partners Institutional Trust Releases Annual Report

Legg Mason Partners Institutional Trust shares its annual report, detailing performance and strategies for its treasury reserves fund, impacting investor confidence.

Honda Auto Receivables Trust files 8-K on asset-backed securities

Honda Auto Receivables 2026-4 Owner Trust files an 8-K detailing performance metrics of auto loans, impacting investor confidence in asset-backed securities.

BlackRock Multi-State Municipal Series Trust Changes Fee Structure

BlackRock Multi-State Municipal Series Trust shifts to a unitary administration fee structure, enhancing cost efficiency for investors.

Legg Mason Partners Institutional Trust Files N-CSR Report

Legg Mason Partners Institutional Trust files its N-CSR report, detailing financial performance for the year ending August 31, 2026.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →