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Thursday, November 5, 2026

Markets

Rates, jobs, and market-wide news

Insight Wealth Partners files quarterly 13F-HR report

Insight Wealth Partners, LLC has submitted its quarterly 13F-HR report, reflecting its holdings as of September 30, 2026.

Advisors Series Trust Files Summary Prospectus Update

Advisors Series Trust has filed a new summary prospectus, reflecting updates to its investment offerings and impacting the investment management industry.

Kurv ETF Trust Updates Effective Date for Investment Offerings

Kurv ETF Trust files a post-effective amendment, updating the effective date for its investment offerings, reflecting its adaptability in the ETF market.

Advisors Series Trust files new summary prospectus for fund

Advisors Series Trust has filed a new summary prospectus for its PIA BBB Bond Fund, enhancing transparency and investor education in the investment management sector.

Advisors Series Trust Files Definitive Materials Update

Advisors Series Trust has filed definitive materials, providing key updates for investors and the investment management industry.

Victory Variable Insurance Funds II Files New Definitive Materials

Victory Variable Insurance Funds II has filed new definitive materials, indicating updates to its investment offerings and strategies.

Advisors Series Trust Files New Summary Prospectus

Advisors Series Trust has filed a new summary prospectus, impacting investors and the investment management sector. Key updates inside.

Nomura ETF Trust II Files Post-Effective Amendment Update

Nomura ETF Trust II has filed a post-effective amendment, updating its investment management agreements and related documents, signaling strategic changes.

Verde Servicos Internacionais S.A. files 13F-HR for Q3 2026

Verde Servicos Internacionais S.A. has filed its 13F-HR report, detailing its investment holdings as of September 30, 2026, impacting the investment management sector.

DMC Group files quarterly 13F-HR report for Q3 2026

DMC Group, LLC has filed its quarterly 13F-HR report, detailing its institutional investment holdings as of September 30, 2026.

Enhancing Capital LLC files quarterly 13F-HR report

Enhancing Capital LLC has submitted its quarterly 13F-HR report, revealing its investment holdings as of September 30, 2026.

Abundance Wealth Counselors files latest 13F-HR report

Abundance Wealth Counselors has submitted its 13F-HR report, detailing investment holdings as of September 30, 2026, reflecting its commitment to transparency.

Legacy Education files additional proxy materials for changes

Legacy Education Inc. files additional definitive proxy materials, indicating upcoming changes that may affect stakeholders in the educational services sector.

Penobscot Investment Management files quarterly 13F-HR report

Penobscot Investment Management Company files its quarterly 13F-HR report, revealing insights into its investment strategy and portfolio adjustments.

SWMG, LLC Reports Quarterly Holdings in Latest Filing

SWMG, LLC has filed its quarterly report detailing holdings as of September 30, 2026, providing insights into its investment strategies.

Arthur M. Cohen & Associates Files Quarterly 13F-HR Report

Arthur M. Cohen & Associates, LLC files its quarterly 13F-HR report, revealing investment holdings as of September 30, 2026, impacting the investment management sector.

Pruco Life Insurance Co files new registration for FlexGuard 2.0

Pruco Life Insurance Co has filed a new registration statement for its Prudential FlexGuard 2.0 product, reflecting its commitment to investment offerings.

Pruco Life Insurance Co files new registration statement

Pruco Life Insurance Co has filed a new registration statement, reflecting its strategy to expand investment offerings in a competitive market.

Fontaine Marc Files Form 3, Reports Ownership in Vertical Aerospace

Fontaine Marc has filed a Form 3, reporting ownership of securities in Vertical Aerospace Ltd., reflecting his role as a director.

Arnhold LLC files quarterly report on holdings for Q3 2026

Arnhold LLC submits its quarterly report detailing holdings as of September 30, 2026, reflecting investment strategies and market insights.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →