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Wednesday, November 4, 2026

Markets

Rates, jobs, and market-wide news

Dedeker Financial files quarterly report on holdings

Dedeker Financial LLC files its quarterly report detailing institutional holdings, reflecting ongoing investment strategies and market positioning.

U S Global Investors files quarterly report on investments

U S Global Investors Inc. files its quarterly 13F-HR report, detailing investment holdings as of September 30, 2026, impacting the investment advice sector.

Old Second National Bank of Aurora Files Quarterly 13F-HR

Old Second National Bank of Aurora reports its institutional investment holdings in the latest 13F-HR filing, reflecting its strategies as of September 30, 2026.

Nuveen Municipal High Income Opportunity Fund updates filing

Nuveen Municipal High Income Opportunity Fund files an update that may impact its position in the investment sector, particularly in municipal bonds.

Guinness Atkinson Funds Updates Effective Date for Amendment

Guinness Atkinson Funds files for a new effective date for a post-effective amendment, impacting investment offerings and the industry landscape.

United Natural Foods files preliminary proxy statement for vote

United Natural Foods Inc. files a preliminary proxy statement, outlining key proposals for its upcoming shareholder meeting. Changes may impact the industry.

Westbourne Investment Advisors files quarterly 13F-HR report

Westbourne Investment Advisors has submitted its quarterly 13F-HR report, revealing its investment holdings as of September 30, 2026.

Orange Investment Advisors files quarterly 13F-HR report

Orange Investment Advisors, Inc. files its 13F-HR report, detailing investment holdings as of September 30, 2026, reflecting its strategy in the investment management sector.

Yorkville America Investment Trust Updates Effective Date

Yorkville America Investment Trust files a new effective date for its post-effective amendment, impacting its investment strategy and the industry.

Marpai, Inc. files definitive proxy statement for shareholders

Marpai, Inc. has filed its definitive proxy statement, detailing key proposals and updates for shareholders, impacting the healthcare services sector.

FIS Trust Files Post-Effective Amendment for Investment Changes

FIS Trust has filed a post-effective amendment to update its investment strategies, signaling a strategic shift in the investment management sector.

Processa Pharmaceuticals files definitive proxy statement

Processa Pharmaceuticals has filed a definitive proxy statement, signaling important shareholder votes and corporate governance updates.

Insight Advisors files 13F-HR for Q3 2026 holdings

Insight Advisors, LLC/PA files its 13F-HR for Q3 2026, revealing key investment holdings and strategies.

Reading International files definitive proxy statement for vote

Reading International Inc. files a definitive proxy statement, signaling upcoming shareholder meetings and proposals in the motion picture theater industry.

Total Wealth Planning & Management files latest 13F-HR report

Total Wealth Planning & Management, Inc. reports its investment holdings in a recent 13F-HR filing, shedding light on its portfolio as of September 30, 2026.

Khazanah Nasional Berhad files quarterly investment report

Khazanah Nasional Berhad has submitted its quarterly report, detailing investment holdings as of March 31, 2024, impacting the asset management industry.

Split Creek Capital files quarterly 13F-HR report

Split Creek Capital submits its quarterly 13F-HR report, detailing investment activities as of March 31, 2026, reflecting its strategies in the financial sector.

Seven Mile Advisory files latest 13F-HR report for Q3 2026

Seven Mile Advisory has filed its 13F-HR report for Q3 2026, reflecting its investment holdings and strategic positioning in the financial advisory sector.

First Trust Exchange-Traded Fund III Files New Summary Prospectus

First Trust Exchange-Traded Fund III has filed a new summary prospectus, reflecting updates in its investment offerings and impacting the ETF industry.

PENN Series Funds Inc Files Definitive Materials Update

PENN Series Funds Inc files definitive materials, signaling updates in investment offerings and reflecting trends in the investment management sector.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →