AltShares Trust reports financials with $110.9M in assets
AltShares Trust reveals financial details, showing total assets of $110.9 million and net assets of $102.5 million in recent SEC filing.
Takeover Time 2026 LLC Files Definitive Proxy Statement
Takeover Time 2026 LLC has filed a definitive proxy statement, marking a significant step in its shareholder solicitation efforts.
iSpecimen Updates Voting Rules for Reverse Stock Split Proposal
iSpecimen Inc. amends its proxy statement to clarify voting requirements for a reverse stock split proposal, impacting shareholder decisions.
Center for Financial Planning files quarterly 13F-HR report
Center for Financial Planning, Inc. files its quarterly 13F-HR report, revealing investment holdings as of September 30, 2026, under accession number 0001803557-26-000006.
Talcott Resolution Adds Nomura as Sub-Adviser for Funds
Talcott Resolution Life Insurance Company Separate Account 11 has appointed Nomura Corporate Research and Asset Management Inc. as a sub-adviser for its funds.
Roundhill ETF Trust Delays Effectiveness of ETF Registration
Roundhill ETF Trust has delayed the effectiveness of its ETF registration until November 19, 2026, impacting its investment strategy.
MFS Series Trust VII Reports Annual Filing with Strong Sales
MFS Series Trust VII's annual filing shows $171.6 million in net sales, reflecting its strong position in the investment sector.
Neuberger Berman ETF Trust Files Post-Effective Amendment
Neuberger Berman ETF Trust has filed a post-effective amendment for its Neuberger Floating Rate Income ETF, signaling strategic growth in the investment sector.
MFS Series Trust X reports annual filing with key updates
MFS Series Trust X's latest filing reveals significant securities activity, reflecting trends in the investment industry and competition among firms.
Legacy Advisory Services files quarterly 13F-HR report
Legacy Advisory Services, LLC filed its quarterly 13F-HR report, revealing its investment holdings as of September 30, 2026, reflecting current market strategies.
Agate Pass Investment Management files quarterly report
Agate Pass Investment Management, LLC has filed its quarterly report detailing investment holdings as of September 30, 2026, impacting industry insights.
ETF Opportunities Trust Sets New Effective Date for ETFs
ETF Opportunities Trust has filed an amendment to its registration statement, establishing a new effective date for its T-REX ETFs.
Russell Investment Co. launches new alternatives fund
Russell Investment Co. has launched the Russell Investments Alternatives Diversifier Fund, targeting long-term capital appreciation through alternative strategies.
Luma Capital S.A. reports $121 million in holdings for Q3 2026
Luma Capital S.A. - SPF reveals $121 million in holdings as of September 30, 2026, including major investments in Alphabet and Amazon.
Manager Directed Portfolios Files Monthly Portfolio Report
Manager Directed Portfolios has submitted its monthly portfolio investments report, shedding light on its current investment strategies and holdings.
Herzfeld Credit Income Fund announces final tender offer results
Herzfeld Credit Income Fund, Inc. reveals final results of its tender offer, purchasing 100,886 shares at 97.5% of net asset value.
Listed Funds Trust Files New Registration for ETF Launch
Listed Funds Trust files a registration statement to introduce the Overlay Shares Nasdaq 100 Income ETF, enhancing its investment offerings.
Beyond Air files preliminary proxy statement for shareholders
Beyond Air, Inc. has filed a preliminary proxy statement outlining key proposals for its upcoming shareholder meeting, emphasizing governance and transparency.
Russell Investment Co files new registration statement
Russell Investment Co has filed a new registration statement, signaling its commitment to adapt and enhance its investment offerings in a competitive market.
WP Trust Reports Latest Investment Metrics in NPORT-P Filing
WP Trust's latest NPORT-P filing reveals key investment metrics and strategies, offering insights into its asset management performance.