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Wednesday, November 4, 2026

Markets

Rates, jobs, and market-wide news

Brand Meditech Ltd faces SEC staff action update

Brand Meditech Ltd receives SEC staff action update, indicating regulatory scrutiny that may impact operations in the medical supplies industry.

Diamond Hill Funds Renames Short Duration Securitized Bond Fund

Diamond Hill Funds renames its Short Duration Securitized Bond Fund to Short Duration Income Fund, effective October 30, 2026, signaling a strategic shift.

Diamond Hill Funds Updates Core Bond Fund Summary Prospectus

Diamond Hill Funds files a new summary prospectus for its Core Bond Fund, detailing investment objectives and fee structures, enhancing transparency for investors.

ETF Opportunities Trust Sets New Effective Date for ETF

ETF Opportunities Trust has filed a post-effective amendment, setting a new effective date for its Curasset Capital Management Reverse Mortgage ETF.

Madison ETFs Trust files summary prospectus for new ETF

Madison ETFs Trust has filed a summary prospectus for its Madison Short-Term Strategic Income ETF, aiming to provide high current income for investors.

Investment Managers Series Trust III Reports Latest Portfolio Data

Investment Managers Series Trust III discloses recent portfolio data, showcasing significant investments and performance metrics as of August 31, 2026.

Prospect Capital prices $300 million unsecured notes offering

Prospect Capital Corp has priced a $300 million offering of 8.95% unsecured notes due 2031, enhancing its financing and refinancing existing debt.

RBB Fund announces change in portfolio manager team

RBB Fund, Inc. has announced a change in its portfolio management team, with Michael J. Olsen stepping down, impacting the Motley Fool Global Opportunities ETF.

Spirit of America Investment Fund reports $176.39M in assets

Spirit of America Investment Fund Inc. reveals total assets of $176.39 million in its latest NPORT-P filing, highlighting investment performance metrics.

Harmony Gold Mining files annual report for fiscal year 2026

Harmony Gold Mining Company Limited has submitted its annual report for the fiscal year ending June 30, 2026, enhancing transparency in the gold mining sector.

Cantor Select Portfolios Trust Announces Fund Name Change

Cantor Select Portfolios Trust will change the name of its High Income Fund to Volatility Managed Income Fund, effective November 6, 2026.

Brighthouse Funds Trust II Names Steven Gorham Portfolio Manager

Brighthouse Funds Trust II appoints Steven Gorham as portfolio manager for MFS Value Portfolio, effective November 1, 2026. A strategic leadership change.

Northern Lights Fund Trust IV Announces Fee Waiver for ETF

Northern Lights Fund Trust IV's new fee waiver agreement aims to limit operating expenses for its Main BuyWrite ETF, enhancing investor appeal.

Neuberger Energy Fund Reports $904.9M in Total Assets

Neuberger Energy Infrastructure & Income Fund Inc. reports $904.9 million in total assets in its latest filing, highlighting its position in the energy sector.

Prudential Investment Portfolios, Inc. 15 Updates Fund Offerings

Prudential Investment Portfolios, Inc. 15 has filed an update detailing changes to its fund offerings, signaling strategic shifts in the investment management industry.

BNY Mellon to Liquidate Short Term Income Fund by January 2027

BNY Mellon Investment Funds VII, Inc. announces the liquidation of its Short Term Income Fund, affecting investors and the investment management industry.

Prudential Investment Portfolios Files Summary Prospectus for Fund

Prudential Investment Portfolios, Inc. 15 has filed a summary prospectus for the PGIM High Yield Fund, outlining investment objectives and fees.

Prudential Investment Portfolios files new summary prospectus

Prudential Investment Portfolios, Inc. 15 files a new summary prospectus for PGIM Short Duration High Yield Income Fund, focusing on high current income.

Sanfilippo John B & Son Inc. Holds Annual Stockholders Meeting

Sanfilippo John B & Son Inc. held its annual meeting on October 28, 2026, where stockholders voted on key matters, including director elections.

EQ Advisors Trust Updates Management for Large Cap Portfolio

EQ Advisors Trust announces changes to its investment management team affecting the EQ/Large Cap Value Managed Volatility Portfolio, effective November 2026.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →