Augsburger Blake has disclosed a recent transaction involving 165 shares of Phantom Stock, valued at approximately $10,500. This filing indicates a strategic approach to executive compensation, which is crucial for attracting and retaining top talent in the competitive finance sector.

Background

Augsburger Blake is a company based in Warsaw, Indiana, with a focus on finance. The company has recently filed multiple forms with the SEC, including this latest Form 4 on November 6, 2026. The company operates under the Central Index Key (CIK) number 0001380659.

What the Filing Says

The SEC filing states that on November 5, 2026, Augsburger Blake acquired 165 shares of Phantom Stock, which is set to convert into common stock upon the retirement of the director. The transaction was coded as an acquisition, and the shares were valued at $64.0214 each.

Impact

This transaction may affect the company’s executives and board members, as it relates to their compensation structures. The move reflects the company's efforts to align executive incentives with shareholder interests, which is a significant consideration in the finance industry.

What's Next

The filing does not say what happens next.

Details of the Phantom Stock

The Phantom Stock acquired by Augsburger Blake is designed to convert into common stock at the retirement of the director, thus aligning the interests of the executive with the long-term performance of the company. Each unit of Phantom Stock is equivalent to one share of common stock, which emphasizes the potential value that the director could realize upon retirement.

Ownership Structure

Following this transaction, Augsburger Blake now owns a total of 20,441 shares of common stock. This significant holding reflects the company's commitment to incentivizing its directors through equity-based compensation, which is a common practice in the finance sector.

Regulatory Context

This filing is made under the SEC's Section 16, which governs the reporting of transactions by company insiders. The transaction was coded as an acquisition, indicating that it was a purchase of shares rather than a sale or other type of transaction.

Signature and Filing Information

The filing was signed by Becka J. Turnbow, who acted as the Attorney-in-Fact for the reporting owner, further indicating the formal nature of the transaction. The filing was submitted on November 6, 2026, and reflects the company's ongoing compliance with SEC regulations.