Derek Pilecki has reported a transaction involving the purchase of 288 shares of Class A Common Stock (Non-Voting) in U S Global Investors Inc. The transaction, filed on November 3, 2026, is significant as it showcases the ongoing activities of investment advisers in the financial sector.

Pilecki is associated with Gator Capital Management, LLC, which exercises investment discretion over multiple client accounts. This filing is part of a series of recent transactions that Pilecki has made, reflecting active management and investment strategies.

Background

Pilecki Derek Steven is identified as a control person in the SEC filing, with no directorship or officer role indicated. U S Global Investors Inc, the issuer of the stock, operates under the Central Index Key (CIK) 0000754811. The company is classified under the SIC code for Investment Advice, which is 6282, indicating its role in providing financial advisory services.

What the Filing Says

The filing states that Pilecki acquired 288 shares at a price of $2.58 per share on the date of the transaction. Following this acquisition, he holds a total of 1,129,299 shares across various accounts, including Gator Financial Partners, LLC and ECA Fund, LP. The filing notes, "The price reported is a weighted average price," and Pilecki is willing to provide further details upon request.

Impact

This transaction may affect Pilecki's clients and stakeholders within Gator Capital Management, LLC, as it reflects the firm's investment strategies and market activities. The filing underscores the importance of transparency in the investment advisory industry, particularly regarding changes in beneficial ownership.

What's Next

The filing does not say what happens next.