Frank Funds has filed a certification with the Securities and Exchange Commission (SEC) confirming that the prospectuses for its Frank Value Fund and Camelot Event-Driven Fund have not changed. This filing is significant as it demonstrates the company's adherence to regulatory requirements under the Securities Act of 1933.

On November 3, 2026, Frank Funds submitted a 497J filing, which serves to certify that the forms of the prospectuses and statements of additional information would not differ from those contained in a prior registration statement. This is a routine compliance measure that helps ensure transparency and consistency in the information provided to investors.

Background

Frank Funds, incorporated in Ohio, operates as an investment management firm. The company is known for its various funds, including the Frank Value Fund and Camelot Event-Driven Fund. The firm has been active in filing with the SEC, with its most recent filings including a 485BPOS on October 28, 2026, and a 24F-2NT on September 15, 2026.

What the Filing Says

The SEC filing states, "the forms of the prospectuses and statements of additional information that would have been filed by Frank Funds... would not have differed from that contained in Post-Effective Amendment No. 47 to the Trust’s registration statement on Form N-1A." This indicates that the company is maintaining the same terms and conditions for its funds.

Impact

This filing may affect current and potential investors in the Frank Value Fund and Camelot Event-Driven Fund, as it assures them that the investment terms remain stable. It also reflects Frank Funds' commitment to regulatory compliance, which can enhance investor confidence in the firm.

What's Next

The filing does not say what happens next.