Listed Funds Trust has filed a certification with the U.S. Securities and Exchange Commission (SEC) confirming that the form of Prospectus and Statement of Additional Information for its Teucrium Venezuela Future Opportunities ETF remains unchanged. This filing is significant as it demonstrates the company's compliance with SEC regulations and its commitment to transparency in its operations.

The filing, dated November 4, 2026, indicates that the prospectus would not differ from the most recent amendment made on October 30, 2026. This kind of certification is part of the regulatory framework designed to keep investors informed and ensure that investment companies maintain high standards of disclosure.

Background

Listed Funds Trust is an investment company based in Milwaukee, Wisconsin. The company operates under the Central Index Key (CIK) number 0001683471 and is primarily engaged in the management of exchange-traded funds (ETFs). It has undergone name changes in the past, having previously been known as Active Weighting Funds ETF Trust.

Recent filings from Listed Funds Trust include a variety of forms, with the most recent being a Form 497J. This filing is part of a series of documents that the company has submitted to the SEC, reflecting its ongoing regulatory obligations.

What the Filing Says

The filing states: "the Trust on behalf of its series, the Teucrium Venezuela Future Opportunities ETF, hereby certifies that the form of Prospectus and Statement of Additional Information that would have been filed under Rule 497(b) or (c) under the 1933 Act would not have differed from those contained in the most recent amendment for the Trust dated October 30, 2026." This certification underscores the company's adherence to the regulatory requirements set forth by the SEC.

Impact

This certification may affect investors in the Teucrium Venezuela Future Opportunities ETF, as it assures them that the information they have is current and accurate. Additionally, it reflects on the broader investment management industry, emphasizing the importance of compliance with SEC regulations. Other companies in the ETF sector may take note of this filing as they continue to navigate their own compliance processes.

What's Next

The filing does not say what happens next. However, the ongoing regulatory oversight and the company's commitment to transparency suggest that Listed Funds Trust will continue to meet its obligations under the Investment Company Act and the Securities Act.