Northern Lights Fund Trust III has submitted a 497J filing to the Securities and Exchange Commission (SEC), which indicates that the prospectus for its funds has not changed. This filing is significant as it assures investors that the terms and conditions of the HCM Sector Plus Fund, HCM Tactical Plus Fund, HCM Multi-Asset Plus Fund, and HCM Dynamic Income Fund remain stable.

The filing, dated November 2, 2026, confirms that the form of the prospectus and statement of additional information would not differ from what was filed in the recent post-effective amendment to the registration statement on Form N-1A. This consistency can be a reassuring factor for investors, especially in a fluctuating market.

Background

Northern Lights Fund Trust III is an investment trust based in Cincinnati, Ohio. It operates under the Central Index Key (CIK) number 0001537140. The trust manages several funds, including the HCM Tactical Plus Fund, HCM Sector Plus Fund, HCM Multi-Asset Plus Fund, and HCM Dynamic Income Fund. The recent filings include various forms, with the most recent being a 497J on November 2, 2026, and several 485BPOS forms filed on October 28, 2026.

What the Filing Says

The filing states, "Pursuant to Rule 497(j) under the 1933 Act, and on behalf of the Trust, I hereby certify that the form of Prospectus and Statement of Additional Information that would have been filed... would not have differed from that contained in Post-Effective Amendment No. 660 to the Trust's registration statement on Form N-1A." This indicates that the trust's disclosure documents remain unchanged.

Impact

This filing impacts investors in the HCM Sector Plus Fund, HCM Tactical Plus Fund, HCM Multi-Asset Plus Fund, and HCM Dynamic Income Fund. By maintaining the existing terms, the trust aims to provide a sense of security to its investors, which could be beneficial in retaining current investors and attracting new ones.

What's Next

The filing does not say what happens next.