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Tuesday, November 3, 2026

Regulation

Delisting, cyber, auditor, and compliance

Arcosa files post-effective amendment to shelf registration

Arcosa, Inc. has filed a post-effective amendment to its automatic shelf registration statement, enhancing its capital-raising flexibility.

Wheeler Real Estate Investment Trust Files Annual Report

Wheeler Real Estate Investment Trust, Inc. files its annual report, detailing financial performance and operations, impacting the real estate investment sector.

ASTROTECH Corp files annual report, outlines future strategy

ASTROTECH Corp's annual report underscores its commitment to transparency and strategy in the Laboratory Analytical Instruments sector.

FactSet Research Systems files annual report detailing growth

FactSet Research Systems Inc. files its annual report, highlighting key financial insights and strategic direction in the data processing industry.

iPower Inc. submits amended registration statement

iPower Inc. has filed an amended registration statement, reflecting changes in its capital structure and signaling strategic moves in the retail-building materials sector.

EA Series Trust files for removal of securities from listing

EA Series Trust has filed to remove certain securities from listing, signaling significant changes for the company and the investment industry.

Lunai Bioworks files post-effective amendment to registration

Lunai Bioworks Inc. files a post-effective amendment to its registration statement, signaling strategic adjustments in the pharmaceutical sector.

ETF Opportunities Trust Removes Securities from Listing

ETF Opportunities Trust has filed to remove certain securities from listing, indicating strategic changes in its investment approach.

United Rentals files automatic shelf registration statement

United Rentals, Inc. has filed an automatic shelf registration statement, enhancing its capital-raising flexibility for future securities offerings.

CN Energy Group files amended report on financials

CN Energy Group. Inc. has filed an amended report detailing its financial performance, impacting the industrial organic chemicals sector.

DigitalBridge Group terminates securities registration

DigitalBridge Group, Inc. has filed to terminate its securities registration, indicating a strategic shift in its operations within the investment advice sector.

ASA Gold & Precious Metals files amended registration statement

ASA Gold & Precious Metals Ltd has filed an amended registration statement, signaling potential changes in its investment strategy. Here's what it means.

Lunai Bioworks files post-effective amendment to S-8

Lunai Bioworks Inc. files post-effective amendment to S-8, allowing for additional securities in employee benefit plans, enhancing workforce investment.

PIC Diversification Fund files notice of qualification under Reg A

PIC Diversification Fund, LLC has filed a notice of qualification under Regulation A, enhancing its fundraising capabilities in the real estate sector.

Ping An Biomedical files registration statement for capital raise

Ping An Biomedical Co., Ltd. files a registration statement with the SEC, signaling plans for capital raising efforts in the apparel industry.

Lunai Bioworks files post-effective amendment for employee plan

Lunai Bioworks Inc. files a post-effective amendment to its employee benefit plan, signaling a commitment to workforce incentives and industry competitiveness.

Direct Digital Holdings files post-effective amendment

Direct Digital Holdings, Inc. files a post-effective amendment, reflecting ongoing adjustments in their registration statement within the advertising services sector.

Retokens Capital LLC files FOCUS report for mid-2026 period

Retokens Capital LLC submits its FOCUS report for the period ending June 30, 2026, highlighting its compliance with SEC regulations.

Peloton Interactive files annual report, outlines future plans

Peloton Interactive, Inc. files annual report, reflecting its performance and future strategies in the competitive athletic goods market.

DevvStream Legacy Corp. files post-effective amendment

DevvStream Legacy Corp. has filed a post-effective amendment, signaling updates that may enhance its operational capabilities in the Investors, NEC sector.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →