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Tuesday, November 3, 2026

Regulation

Delisting, cyber, auditor, and compliance

POWERBANK Corp files registration statement for capital raise

POWERBANK Corp files a registration statement to raise capital, signaling growth ambitions in the construction industry.

New Horizon Aircraft Ltd. Files Annual Report for 2026

New Horizon Aircraft Ltd. has filed its annual report, revealing key financial insights and strategic plans for the aircraft manufacturing sector.

Krane Shares Trust Announces Removal of Securities from Listing

Krane Shares Trust has filed to remove its securities from listing, signaling strategic changes in its investment approach. Industry impact expected.

Saturna Capital Corp Amends Registration as Transfer Agent

Saturna Capital Corp has filed an amended registration as a transfer agent, marking a significant operational step. Effectiveness set for November 2, 2026.

Zymeworks files annual report, details company progress

Zymeworks Inc. files its annual report, showcasing its commitment to innovation in the pharmaceutical sector and outlining future strategic directions.

Air Water Ventures files registration for employee benefit plans

Air Water Ventures Ltd has filed a registration statement for securities to be offered under employee benefit plans, enhancing employee engagement.

Amaze Holdings files definitive information statement

Amaze Holdings, Inc. has filed a definitive information statement, indicating potential changes in corporate governance and strategy.

Brainsway Ltd. amends recent filing for operational clarity

Brainsway Ltd. has amended its filing, reflecting ongoing adjustments in operational reporting, aiming for transparency in the medical instruments sector.

DNP Select Income Fund files N-2ASR to offer additional securities

DNP Select Income Fund Inc. files an N-2ASR registration statement, allowing for the offering of additional securities as part of its capital strategy.

Kyriakopoulos Panagiotis files amended report of securities sale

Kyriakopoulos Panagiotis has filed an amended report regarding proposed securities sales, indicating changes in ownership dynamics.

THOR Financial Technologies Trust Receives NYSE Certification

THOR Financial Technologies Trust secures NYSE certification for its securities, a crucial step in its growth strategy and investor confidence.

Citigroup Commercial Mortgage Trust Suspends Reporting Duties

Citigroup Commercial Mortgage Trust 2014-GC25 files to suspend reporting obligations, reflecting changes in the asset-backed securities sector.

Nomura ETF Trust II registers new securities for growth

Nomura ETF Trust II has registered new securities, signaling growth potential and a strategic move in the investment sector.

Green Rain Energy updates offering statement for capital raise

Green Rain Energy Holdings Inc. updates its offering statement in a bid to raise capital, reflecting industry trends in the non-operating establishments sector.

Short Duration Inflation-Protected Income Portfolio Files Fidelity Bond

Short Duration Inflation-Protected Income Portfolio has filed a new fidelity bond, reflecting a growing trend in risk management within the investment sector.

Deloitte & Touche files Certificate of Accounting of Securities

Deloitte & Touche LLP has filed a Certificate of Accounting of Securities, highlighting compliance with SEC regulations in the financial services sector.

Rumo S.A./ADR Registers American Depositary Receipts

Rumo S.A./ADR has filed to register American Depositary Receipts, enhancing its market visibility and investment opportunities.

Mutual Fund Series Trust registers new securities

Mutual Fund Series Trust registers new securities, signaling a strategic move to enhance its investment offerings and attract new investors.

Wellstreet Realty files annual report, reveals financials

Wellstreet Realty, Inc. has filed its annual report, shedding light on its financial status and operations, impacting the short-term business credit sector.

Mutual Fund Series Trust registers new securities offering

Mutual Fund Series Trust has filed to register new securities, signaling potential growth and strategic shifts in the investment management sector.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →