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Tuesday, November 3, 2026

Tech

Technology companies and products

St. Johns Investment Management reports $262.7M in assets

St. Johns Investment Management Company files 13F-HR, reporting $262.7 million in assets under management as of September 30, 2026.

BMO Capital Markets Corp. files 13F Notice for Q3 2026

BMO Capital Markets Corp. has submitted a 13F Notice revealing its investment holdings as of September 30, 2026, reflecting strategic financial decisions.

Nalanda India Equity Fund reveals $442M stake in Genpact

Nalanda India Equity Fund Ltd reports a $442 million investment in Genpact Limited, showcasing its strategic focus in financial services.

Truist Advisory Services files 13F notice for Q3 2026

Truist Advisory Services, Inc. filed a 13F notice detailing its investment activities for the third quarter of 2026, reflecting ongoing transparency in its strategies.

NYLIM VP Funds Trust names Vijay Anand lead portfolio manager

NYLIM VP Funds Trust appoints Vijay Anand as lead portfolio manager for its Newton Technology Growth Portfolio, signaling a strategic management shift.

Ruanyun Edai Technology Enters Licensing Agreement with BGLC

Ruanyun Edai Technology has signed a major licensing agreement with BioNexus Gene Lab Corp., expanding its AI technology into the Malaysian healthcare sector.

TechTarget Announces Resignation of President Bill Morelli

TechTarget, Inc. reports the resignation of President Bill Morelli, effective December 31, 2026, impacting its leadership and strategic direction.

OAK RIDGE INVESTMENTS LLC Reports $1.68 Billion in Holdings

OAK RIDGE INVESTMENTS LLC files 13F-HR, revealing $1.68 billion in holdings as of September 30, 2026, highlighting significant investments in top companies.

Federated Hermes Adviser Series Reports Sales and Redemptions

Federated Hermes Adviser Series discloses sales of $29.97 million and redemptions of $121.8 million in recent SEC filing.

GameStop warrants to be removed from NYSE listing

GameStop Corp. warrants will be delisted from NYSE due to changes in underlying securities, impacting trading and investor strategies.

Appleton Partners reports $1.63 million in holdings in 13F

Appleton Partners Inc. discloses $1.63 million in holdings as of September 30, 2026, in its latest 13F-HR filing, highlighting key investments in major companies.

OP Asset Management files N-PX report on executive compensation votes

OP Asset Management Ltd's recent N-PX filing reveals its voting decisions on executive compensation, highlighting its commitment to transparency in investment practices.

Truist Bank files 13F-NT report, signals investment changes

Truist Bank files a 13F-NT report, indicating a shift in its investment strategy as of September 30, 2026, impacting the financial services industry.

Ostfeld Scott reports stock transaction related to Mercury Systems

Ostfeld Scott reports a stock transaction involving deferred units linked to Mercury Systems, highlighting governance practices in the electronic components sector.

AdvisorShares Trust Files Summary Prospectus for ETF

AdvisorShares Trust files a summary prospectus for its Insider Advantage ETF, effective November 1, 2026, enhancing transparency in the investment sector.

AdvisorShares Trust Files Summary Prospectus for New ETF

AdvisorShares Trust has filed a summary prospectus for its MSOS Daily Leveraged ETF, targeting sophisticated investors in the cannabis sector.

AdvisorShares Trust Files Summary Prospectus for ETF

AdvisorShares Trust files a summary prospectus for its Psychedelics ETF, detailing investment objectives, fees, and risks associated with psychedelic investments.

AdvisorShares Trust updates Pure Cannabis ETF prospectus

AdvisorShares Trust files a new prospectus for its Pure Cannabis ETF, effective November 1, 2026, highlighting changes in investment strategies and fees.

AdvisorShares Trust files new prospectus for cannabis ETF

AdvisorShares Trust updates its summary prospectus for the AdvisorShares Pure US Cannabis ETF, effective November 1, 2026, signaling commitment to transparency.

Truist Financial Corp reveals latest investment holdings

Truist Financial Corp updates its investment portfolio in a new SEC filing, showcasing its strategy in the national commercial banking sector.

Financialist News Desk

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