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Wednesday, November 4, 2026

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ProShares Trust reports financials in latest NPORT-P filing

ProShares Trust's recent NPORT-P filing reveals total assets of $149 million, highlighting its financial status and investment strategies.

Northern Lights Fund Trust III Files New Registration Statement

Northern Lights Fund Trust III files a new registration statement for the Swan Enhanced Dividend Income ETF, signaling future investment opportunities.

Diversified Investment Strategies reveals $154M in holdings

Diversified Investment Strategies, LLC reports over $154 million in holdings, impacting the asset management sector and investment strategies.

Fegan Michael reports share sale at Dime Commercial Bancshares

Fegan Michael disclosed a share sale involving Dime Commercial Bancshares, reflecting ongoing activity in the banking sector.

Vert Asset Management reports $338 million in holdings

Vert Asset Management LLC disclosed $338.23 million in holdings as of September 30, 2026, reflecting its strategic investments in the real estate sector.

Towne Trust Company reports $340.5M in latest 13F-HR filing

Towne Trust Company, N.A. files its 13F-HR report, revealing $340.5 million in investments across 351 positions as of September 30, 2026.

Exchange Place Advisors Trust Reports Financial Update

Exchange Place Advisors Trust discloses financial results with total assets of $20.2 million, reflecting ongoing investment management amid market fluctuations.

Exchange Place Advisors Trust Reports $85.9 Million in Assets

Exchange Place Advisors Trust's recent NPORT-P filing shows total assets of $85.9 million, highlighting the company's financial health and compliance efforts.

Cove Private Wealth reports $570 million in latest holdings

Cove Private Wealth, LLC disclosed $570 million in assets under management in its latest filing, showcasing its investment strategies and market positioning.

Themes ETF Trust Delays Effectiveness of ETF Registration

Themes ETF Trust has filed a post-effective amendment to delay the effectiveness of its ETF registration statement until November 27, 2026.

Connors Funds Reports Latest NPORT-P Filing with Key Data

Connors Funds releases its NPORT-P filing, showcasing asset management strategies and financial data that impact the investment sector.

Themes ETF Trust delays effectiveness of new ETF registration

Themes ETF Trust delays its ETF registration statement's effectiveness until November 27, 2026, impacting its planned investment offerings.

Themes ETF Trust delays effectiveness of ETF amendment

Themes ETF Trust postpones the effectiveness of a post-effective amendment for nine ETFs until November 27, 2026, impacting the investment management sector.

Neuberger Berman Equity Funds reports $227.5 million in assets

Neuberger Berman Equity Funds reveals total assets of $227.5 million in its latest filing, showcasing its investment strategies and performance.

Anteris Technologies files preliminary proxy for annual meeting

Anteris Technologies Global Corp. has filed a preliminary proxy statement for its annual meeting on December 2, 2026, outlining key shareholder proposals.

Neuberger Berman Equity Funds reports assets in NPORT-P filing

Neuberger Berman Equity Funds files NPORT-P, revealing significant assets and investment strategies, impacting investor confidence and industry standards.

Neuberger Berman Equity Funds reports $2.6B in assets

Neuberger Berman Equity Funds reveals over $2.6 billion in assets in its latest filing, reflecting strong performance in the investment sector.

Neuberger Berman Equity Funds Reports $4.76 Billion in Assets

Neuberger Berman Equity Funds reveals $4.76 billion in assets in its latest NPORT-P filing, showcasing its financial strength in the investment management sector.

Neuberger Berman ETF Trust reports financial metrics in filing

Neuberger Berman ETF Trust's recent filing highlights its financial health, revealing over $18 million in assets and insights into its investment strategies.

Neuberger Berman ETF Trust files latest NPORT-P report

Neuberger Berman ETF Trust reports total assets over $15 million in its latest NPORT-P filing, showcasing key investments and fund performance.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →