Amundi Japan Ltd. has filed its latest quarterly 13F-NT report, which is significant for the company as it continues to adhere to SEC regulations. This filing is part of the company's ongoing commitment to transparency in its investment management practices.

Background

Amundi Japan Ltd. is an entity operating in the investment management sector. The company is based in Tokyo, Japan, and was formerly known as Societe Generale Asset Management (Japan) Co., Ltd., a name it changed on February 1, 2010. The filing was submitted under the Central Index Key (CIK) 0001482818.

What the Filing Says

The 13F-NT filing, dated November 6, 2026, covers the period ending September 30, 2026. It indicates that the company is compliant with the SEC's reporting requirements, although specific details about holdings or changes were not disclosed in the filing.

Impact

This filing affects stakeholders in Amundi Japan Ltd., including investors and regulatory bodies, by ensuring that the company maintains its compliance with SEC regulations. It also highlights the importance of transparency in the investment management industry.

What's Next

The filing does not say what happens next.

Filing Details

The 13F-NT filing was submitted on November 6, 2026, and pertains to the reporting period that ended on September 30, 2026. This filing is classified under the SEC Act of 1934, with the SEC file number 028-13721. It is important to note that this submission is not an amendment, as indicated in the filing.

Company Information

Amundi Japan Ltd. is incorporated in an unspecified jurisdiction, indicated by the state code 'M0'. The company has a fiscal year that ends on December 31. The business address for Amundi Japan Ltd. is located at Hibiya Daibiru, 1-2-2 Uchisaiwai-cho, Chiyoda-ku, Tokyo, with a postal code of 100-0011. The company can be reached at the phone number +81 3-3660-5191.

Management and Compliance

The filing was signed by John Malone, who holds the title of Chief Compliance Officer and has the power of attorney. His contact information includes a phone number, 617-422-4935, and the signature was dated November 6, 2026, in Boston, Massachusetts.

Other Managers

The filing also mentions another manager, Amundi, with a separate Central Index Key (CIK) of 0001330387 and its own SEC form 13F file number 028-11416. However, the filing does not provide further details regarding the holdings or specific changes in investment strategy.