Northern Lights Fund Trust has made a significant move by filing a new prospectus for its Ocean Park Domestic ETF. This update, filed on November 6, 2026, is crucial as it outlines the fund's investment strategies, fee structures, and performance metrics. The filing aims to enhance transparency and provide investors with essential information to make informed decisions.

The Ocean Park Domestic ETF, listed under the ticker DUKQ on the NYSE Arca, is designed to provide total returns while limiting downside risk. The fund employs a unique investment strategy that involves tactical asset allocation between various US equity ETFs and cash equivalents. This approach is particularly relevant in today’s market, where investors are increasingly seeking funds that can adapt to changing economic conditions.

Background

Northern Lights Fund Trust is an investment entity focused on providing various investment products, including exchange-traded funds (ETFs). The trust has undergone several name changes, with its most recent being in 2016. The firm operates primarily out of Cincinnati, Ohio, and Omaha, Nebraska, and is dedicated to offering innovative investment solutions to its clients.

What the Filing Says

The recent filing, accession number 0001580642-26-007582, details the fund's management fees, which are set at 0.75%, alongside other expenses totaling 2.06%. After accounting for a fee waiver, the total annual operating expenses are reduced to 0.99%. This transparency regarding fees is vital for investors evaluating the cost-effectiveness of their investments.

Additionally, the prospectus highlights the fund's investment objectives and strategies, emphasizing its commitment to providing a balanced approach to equity investments. It notes, "The Fund has two objectives, to provide total return and to limit exposure to downside risk." This dual focus is increasingly appealing to investors looking for stability in volatile markets.

Impact

This update may significantly affect current and potential investors in the Ocean Park Domestic ETF. By clearly outlining the fee structure and investment strategies, Northern Lights Fund Trust is positioning itself as a transparent and investor-friendly option in the competitive ETF market. This move may also influence other funds to adopt similar practices, promoting greater transparency across the industry.

What's Next

The filing does not specify what happens next, but it sets the stage for potential future updates or changes in the fund's management or investment strategies. Investors will likely be monitoring the fund's performance closely following this disclosure.