Pictet Asset Management (Japan) Ltd. has submitted its latest 13F-NT filing, covering the period ending September 30, 2026. This filing is crucial as it provides insights into the company's investment holdings and strategies.

Pictet Asset Management (Japan) Ltd., based in Tokyo, is part of the larger Pictet Group, which specializes in asset management. The firm operates in the financial services sector, focusing on managing investments for clients. The recent filing is part of a series of 13F-NT submissions, with the previous one made on July 30, 2026.

The filing states that the report is a 13F Notice, indicating the company's compliance with SEC regulations regarding reporting of institutional investment managers. The filing does not provide specific details about the investment holdings or changes in positions.

This update may affect various stakeholders, including investors and competitors within the asset management industry. As firms like Pictet navigate the evolving market landscape, their strategies may influence broader trends in investment management.

The filing does not say what happens next.

Filing Details

The 13F-NT filing was submitted on November 3, 2026, and covers the period ending September 30, 2026. This filing is part of Pictet Asset Management (Japan) Ltd.'s ongoing compliance with the SEC regulations, specifically under the 1934 Act.

The filing includes a confirmation of the company's Central Index Key (CIK), which is 0001774669, and its SEC file number, 028-23216. The address listed for the firm is 2-6-1 Marunouchi, Chiyoda-ku, Tokyo, 100-6921, Japan.

Management and Compliance

The signature on the filing is from Yukari Naito, who holds the position of Head of Legal & Compliance at Pictet Asset Management (Japan) Ltd. This indicates the importance of regulatory adherence within the firm's operational framework.

The filing also mentions another manager, Pictet Asset Management Holding SA, which has a CIK of 0001993888, suggesting a broader organizational structure that may impact investment strategies and decisions.

The filing does not include specific information about the investment holdings or any changes in positions during the reporting period, limiting insights into the firm's current investment strategy.