Rosenthal | Henry Capital Advisors, Inc. has disclosed its latest holdings in a 13F-HR report, revealing a total of $108.9 million in assets as of September 30, 2026. This filing is significant as it provides insights into the firm’s investment strategies and its focus within the banking sector.

The firm, based in Mishawaka, Indiana, has been active in the financial advisory space, managing investments across various entities. The recent report showcases a diverse portfolio, with notable investments in several banks and financial institutions.

Background

Rosenthal | Henry Capital Advisors, Inc. operates as a financial advisory firm. The company was previously known as John W. Rosenthal Capital Management, Inc. and changed its name in February 2017. The firm is incorporated in Indiana and primarily engages in investment management services.

What the Filing Says

According to the filing, Rosenthal | Henry Capital Advisors reported a total of 49 positions in its portfolio. The firm’s holdings include investments in companies such as:

  • 1st Source Corp - $2,112,500
  • Bancorp Inc - $5,365,793
  • Banner Corporation - $2,068,759
  • BancFirst Corp - $2,748,333
  • California BanCorp - $1,347,185

These investments reflect the firm’s strategy to focus on the banking sector, which is indicative of broader trends in financial services.

Impact

This filing may affect various stakeholders, including investors and clients of Rosenthal | Henry Capital Advisors. The report provides transparency into the firm's investment decisions and may influence client confidence in the firm's management capabilities. Additionally, the emphasis on banking stocks could signal a trend within the financial advisory industry, particularly in how firms allocate assets in a changing economic landscape.

What's Next

The filing does not say what happens next.