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Friday, November 6, 2026

Breaking News

Latest SEC filings as they come in

JPMorgan Chase Financial Co. announces new structured notes

JPMorgan Chase Financial Co. LLC files for new auto callable yield notes linked to the MerQube US Tech+ Vol Advantage Index, targeting investors seeking higher returns.

Global Equity Insights 150/50 Fund files new offering

Global Equity Insights 150/50 Fund, LLC has filed a new offering under SEC regulations, signaling its entry into the pooled investment fund sector.

JPMorgan Trust IV files summary prospectus for new fund

JPMorgan Trust IV files a summary prospectus for the SmartRetirement Blend 2065 Fund, outlining investment goals and fees.

Avant Depositor II LLC Reports Third-Party Due Diligence Findings

Avant Depositor II LLC files report on third-party due diligence findings for its asset-backed securities, enhancing transparency in the consumer loan market.

GraniteShares ETF Trust files new prospectus for YieldBOOST ETF

GraniteShares ETF Trust has updated its prospectus for the YieldBOOST MSTR ETF, focusing on leveraged income strategies and fee structures.

Royal Bank of Canada Offers New Digital Notes Linked to S&P 500

Royal Bank of Canada files for new digital notes linked to the S&P 500 Index, expanding its investment product offerings.

Kurv Investment Management reports $200 million in holdings

Kurv Investment Management LLC discloses over $200 million in holdings as of September 30, 2026, reflecting its investment strategy and market position.

JPMorgan Trust IV Files Summary Prospectus for Retirement Fund

JPMorgan Trust IV has filed a summary prospectus for its SmartRetirement Blend 2070 Fund, detailing investment objectives and fees.

Federal Home Loan Bank of Chicago Declares Q3 2026 Dividend

Federal Home Loan Bank of Chicago announces a 9.75% dividend for Q3 2026, signaling financial health and future guidance for members.

CoCatalyst Capital Holdings completes $7.5 million equity offering

CoCatalyst Capital Holdings LLC has completed a $7.5 million equity offering, attracting 19 investors and marking a significant milestone for the company.

Curaleaf Responds to Alberta Securities Commission Ruling

Curaleaf Holdings responds to Alberta Securities Commission's decision on Aurora Cannabis's at-the-market program, raising key questions about share dilution.

JPMorgan Chase Financial Co. LLC Issues $1 Million in Notes

JPMorgan Chase Financial Co. LLC files a pricing supplement for $1 million in Medium-Term Notes linked to the S&P 500 Index, signaling strategic growth.

GS Finance Corp. files for $1 million in index-linked notes

GS Finance Corp. files a registration statement for $1 million in buffered S&P 500 index-linked notes due 2027, backed by Goldman Sachs Group.

JPMorgan Trust I files new prospectus for retirement fund

JPMorgan Trust I updates its SmartRetirement Blend Income Fund prospectus, detailing investment strategies and fees, impacting the mutual fund landscape.

GraniteShares issues new prospectus for YieldBOOST IONQ ETF

GraniteShares ETF Trust files a new prospectus for its YieldBOOST IONQ ETF, outlining investment strategies and fee structure.

JPMorgan Chase Financial Co. announces $1.5M structured notes

JPMorgan Chase Financial Co. LLC files a pricing supplement for $1.5 million in structured investments linked to Marvell and Micron stocks.

Former Neogen Director Bernard Thierry Files to Sell Shares

Bernard Thierry, a former director at Neogen Corp, has filed to sell 16,937 shares after exercising stock options, highlighting changes in leadership.

JPMorgan Trust I files new prospectus for retirement fund

JPMorgan Trust I updates its prospectus for the SmartRetirement Blend 2030 Fund, detailing investment strategies and fees.

UBS AG files for Trigger Callable Contingent Yield Notes

UBS AG has filed a preliminary pricing supplement for Trigger Callable Contingent Yield Notes, reflecting its strategy in the national commercial banking sector.

JPMorgan Trust I Updates Prospectus for SmartRetirement Fund

JPMorgan Trust I files new prospectus for SmartRetirement Blend 2040 Fund, detailing fees and investment strategies.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →