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Wednesday, November 4, 2026

Breaking News

Latest SEC filings as they come in

Federated Tax-Free Term Trust files for deregistration

Federated Tax-Free Term Trust has filed for deregistration, ceasing its operations as a registered investment company under the 1940 Act.

JPMorgan Chase Financial Co. launches new structured notes

JPMorgan Chase Financial Co. LLC files a pricing supplement for new callable contingent interest notes linked to Axon and Tesla stocks.

AuguStar Variable Account A Approves Portfolio Reorganizations

AuguStar Variable Account A announces three reorganizations for its variable annuity contracts, aimed at reducing operating expenses for affected portfolios.

Prudent Resources Fund LP files to raise $3 million in offering

Prudent Resources Fund LP has filed an offering to raise $3 million, targeting the oil and gas sector with a focus on accredited investors.

nCino, Inc. reports stock sale by officer Gregory Orenstein

nCino, Inc. details a stock sale by officer Gregory Orenstein, reflecting ongoing equity management within the prepackaged software sector.

nCino Officer Sells Common Stock in SEC Filing

nCino, Inc. reports stock sale by officer Jeanette Sellers, highlighting ongoing activity in the prepackaged software sector.

Bank of Montreal issues $1.666 million in medium-term notes

Bank of Montreal has filed a pricing supplement for $1.666 million in senior medium-term notes linked to Western Digital's stock, enhancing its financial offerings.

Trust for Professional Managers Reports Fiscal Year Results

Trust for Professional Managers releases its N-CSR report, detailing financial performance for the year ending August 31, 2026, impacting investor confidence.

Prudential Investment Portfolios 4 Reports Financial Results

Prudential Investment Portfolios 4 releases its N-CSR report, highlighting financial performance and investment strategies for the period ending August 31, 2026.

Noble VI Access Fund files for new private offering

Real Estate - Noble VI Access Fund, L.P. has filed a new offering under Rule 506(b), signaling its intent to raise funds through a private offering.

Arjuna Capital Reveals Latest Holdings in 13F-HR Filing

Arjuna Capital's 13F-HR filing shows significant investments in major tech and financial firms, reflecting its investment strategy and market positioning.

Bank of Nova Scotia Files Pricing Supplement for Notes

Bank of Nova Scotia files for $337,000 in capped buffered enhanced participation notes linked to the Russell 2000 index, reflecting its strategy in the banking sector.

White River Holdings Boosts Stake in Royalty Management Corp

White River Holdings LLC increases its stake in Royalty Management Holding Corp to 8.3%, holding 1,264,670 shares, signaling strong investment interest.

Sio Capital Management increases stake in Serina Therapeutics

Sio Capital Management has reported a 7.87% stake in Serina Therapeutics, reflecting growing investment interest in the pharmaceutical sector.

Nolan Donald A Reports Stock Acquisition at Apogee Enterprises

Nolan Donald A, CEO of Apogee Enterprises, reports stock acquisition and deferred restricted stock units in recent SEC filing.

Christine Nelson Reports Ownership in GBank Financial Holdings

Christine Nelson discloses ownership of 600 shares in GBank Financial Holdings Inc., emphasizing her role as SVP/Controller in the state commercial banks sector.

Willis Lease Finance Corp reports Q3 results in 10-Q filing

Willis Lease Finance Corp's latest 10-Q filing reveals key financial updates and Q3 results that could impact its operations and the equipment leasing industry.

Bel Fuse Inc. Reports Q3 2026 Results in Latest Filing

Bel Fuse Inc. releases Q3 2026 results, highlighting financial performance and market strategies in the electronic coils and transformers sector.

Louisiana-Pacific Reports Q3 Results Amid Market Challenges

Louisiana-Pacific Corp releases its Q3 2026 results, highlighting performance amid challenges in the lumber and wood products sector.

Chorman sells shares of Standex International Corp

Thomas E. Chorman sold 50 shares of Standex International Corp at $250 each, reflecting ongoing trading activity under a pre-established plan.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →