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Wednesday, November 4, 2026

Breaking News

Latest SEC filings as they come in

nCino Director Sells 4,770 Shares Following Stock Vesting

nCino, Inc. director Naude Pierre sells 4,770 shares valued at $108,420 after a stock vesting. The prepackaged software industry may see similar activities.

Parker Alicia Uhlman Acquires Shares in Lands' End, Inc.

Parker Alicia Uhlman acquires 926 shares of Lands' End, Inc. as part of her director compensation, highlighting trends in retail equity compensation.

JPMorgan Chase Financial Co. files pricing supplement for $84M

JPMorgan Chase Financial Co. has filed a pricing supplement for $84 million in structured investments linked to the J.P. Morgan Multi-Asset Index.

Investment Managers Series Trust Reports Strong Fund Liquidity

Investment Managers Series Trust reveals strong liquidity and stable net asset values for its Wealthfront Treasury Money Market Fund in recent filing.

JPMorgan Chase Financial Co. updates prospectus on equity index

JPMorgan Chase Financial Co. updates its prospectus, detailing the J.P. Morgan Kronos US Equity Index and its historical performance, impacting the banking sector.

Bank of Nova Scotia offers $3 million in new notes

The Bank of Nova Scotia has filed to offer $3 million in autocallable barrier review notes, a strategic move to diversify its funding sources.

Magrath George files to sell shares of Opus Genetics, Inc.

Magrath George files to sell shares of Opus Genetics, highlighting tax liability coverage strategies in the pharmaceutical industry.

Investment Managers Series Trust III Updates ETF Investment Policy

Investment Managers Series Trust III has revised its investment policy for the FPA Short Duration Government ETF, enhancing its flexibility in acquiring securities.

JPMorgan Chase Financial Co. files pricing supplement for notes

JPMorgan Chase Financial Co. LLC files a $765 million pricing supplement for structured investment notes, signaling innovation in the banking sector.

nCino Officer Sells Over 29,000 Shares Amid Market Activity

nCino's Sean Desmond sells 29,247 shares, reflecting trends in the prepackaged software sector. The sale is valued at $664,775, impacting investor sentiment.

Benchmark 2026-B44 Mortgage Trust announces $701.6M CMBS offering

Benchmark 2026-B44 Mortgage Trust has announced a $701.604 million public offering of commercial mortgage-backed securities, set for November 20, 2026.

Jeffrey Lorberbaum sells 10,000 shares of Mohawk Industries

Jeffrey Lorberbaum sold 10,000 shares of Mohawk Industries for $1.46 million, reflecting significant market activity in the carpets and rugs sector.

JPMorgan Chase Financial Co. unveils $3.55M equity notes

JPMorgan Chase Financial Co. LLC files for $3.55 million in capped buffered equity notes linked to the iShares U.S. Technology ETF, expanding investment options.

AuguStar Variable Account A Announces Portfolio Reorganizations

AuguStar Variable Account A announces three portfolio reorganizations effective December 18, 2026, aimed at lowering expenses for contract holders.

Principal Private Credit Fund Amends Offering Strategy

Principal Private Credit Fund iCapital Offshore Access Fund SPC amends its offering, raising $2.15 million with an indefinite total offering amount.

Bank of Nova Scotia files preliminary term sheet for new securities

Bank of Nova Scotia has filed a preliminary term sheet for Autocallable Strategic Accelerated Redemption Securities linked to the S&P 500, enhancing its product offerings.

AuguStar Variable Account A Announces Portfolio Reorganizations

AuguStar Variable Account A has announced reorganizations for its variable annuity contracts and life insurance policies, aiming to streamline operations.

Myriad Asset Management discloses $79.87M in holdings

Myriad Asset Management US LP reported $79.87 million in holdings as of September 30, 2026, reflecting its investment strategies in various sectors.

Prudential National Muni Fund Reports Latest Financial Results

Prudential National Muni Fund, Inc. releases its N-CSR report, detailing financial performance and insights into its operations for the municipal bond sector.

Alphega Innovations Corp Enters Strategic Agreements to Expand

Alphega Innovations Corp has signed two major agreements to enhance its strategic partnerships and expand its asset base, signaling growth in the industry.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →