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Thursday, November 5, 2026

Breaking News

Latest SEC filings as they come in

Citigroup files preliminary pricing supplement for new debt

Citigroup Inc. has filed a preliminary pricing supplement, signaling potential new debt offerings to enhance financial flexibility.

StepStone VC Secondaries Fund VII Amends Securities Offering

StepStone VC Secondaries Fund VII amends its securities offering, indicating growth potential and reflecting trends in the investment industry.

Brookmont Capital Management Files Latest 13F-HR Report

Brookmont Capital Management has filed its latest 13F-HR report, providing insights into its investment holdings as of September 30, 2026.

Goggins reports significant stock transactions with Forge Nano

David A. Goggins reports major stock transactions with Forge Nano Holdings, indicating important developments following the company's recent merger.

Zimmermann reports stock options after Forge Nano merger

Curtis J. Zimmermann discloses stock option transactions post-Forge Nano merger, emphasizing talent retention in special industry machinery.

Forge Nano CEO Paul Lichty Reports Major Stock Transactions

CEO Paul Lichty of Forge Nano Holdings disclosed significant stock transactions in an SEC filing, marking a pivotal moment for the company post-merger.

Kleinberg Reports Significant Stock Transactions at Forge Nano

Michael A. Kleinberg, CFO of Forge Nano Holdings, disclosed major stock transactions, indicating a strategic focus on executive compensation and alignment with shareholder interests.

Smith Jimmy D. Acquires Significant Shares in Forge Nano

Smith Jimmy D. has acquired a substantial number of shares in Forge Nano Holdings, indicating confidence in the company's growth and strategy.

Forge Nano director acquires over 130,000 shares in filing

Millicent Pitts, director of Forge Nano Holdings, acquires over 130,000 shares, signaling confidence in the company's future post-merger.

Forge Nano Holdings reports stock options for key executive

Forge Nano Holdings, Inc. discloses stock options and performance units for Shane Smith, signaling a strategic move to enhance executive incentives.

Forge Nano Holdings Reports Director's Stock Transactions

Forge Nano Holdings, Inc. reveals stock transactions by director Ben Landen, highlighting ongoing developments in the special industry machinery sector.

FT 13108 Files Notice to Register Additional Securities

FT 13108 has filed a Rule 24f-2 notice to register additional securities, signaling proactive portfolio management in the investment industry.

Forthlane Real Assets US Fund files amended securities notice

Forthlane Real Assets US Fund, LP has filed an amended notice of exempt offering of securities, reflecting changes in its investment strategy.

BASSWOOD FINANCIAL LONG ONLY FUND Plans Securities Sale

BASSWOOD FINANCIAL LONG ONLY FUND, L.P. files Form 144 to sell securities, signaling potential strategic changes in the investment management sector.

Bank of Nova Scotia Files Prospectus for New Offering

Bank of Nova Scotia has filed a prospectus for a new offering, indicating its strategy to raise capital in the state commercial banking sector.

FT 13307 Amends Registration Statement for Unit Trust

FT 13307 has filed an amendment to its registration statement, potentially enhancing investment offerings in the unit investment trust sector.

FT 13105 Files Notice of Latest Offerings with SEC

FT 13105 submits a notice to the SEC, indicating ongoing investment activities and compliance with regulatory requirements.

Anneal Alloy US Feeder files Form D for securities offering

Anneal Alloy US Feeder, LP has filed a Form D for an exempt offering of securities, signaling a potential fundraising effort in the investment sector.

Invesco Unit Trusts Series 2503 Files Certification of No Change

Invesco Unit Trusts Series 2503 files a certification indicating no changes in definitive materials, emphasizing transparency and regulatory compliance.

StepStone VC Secondaries Fund VII LP Amends Offering Details

StepStone VC Secondaries Fund VII LP has amended its offering, reflecting changes in its investment strategy and compliance with regulations.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →