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Thursday, November 5, 2026

Breaking News

Latest SEC filings as they come in

OPC 0926 a Series of CGF2026 LLC Announces Exempt Offering

OPC 0926 a Series of CGF2026 LLC has filed a Form D for an exempt securities offering, indicating a strategic move to raise capital.

Hyposwiss Advisors files quarterly 13F-HR report

Hyposwiss Advisors SA has submitted its 13F-HR report, detailing its institutional investment holdings as of September 30, 2026.

Bank of Nova Scotia files prospectus for new securities offering

Bank of Nova Scotia has filed a prospectus to raise capital, reflecting trends in the state commercial banking sector as banks seek to strengthen their financial positions.

Citigroup files preliminary pricing supplement for new offering

Citigroup Inc. files a preliminary pricing supplement, signaling a new securities offering to enhance its capital structure and competitive position.

BofA Finance LLC files new prospectus for investment

BofA Finance LLC has filed a new prospectus, signaling potential investment opportunities in the national commercial banking sector.

Procter & Gamble files prospectus for new securities offering

Procter & Gamble has filed a prospectus for a new securities offering, indicating growth potential in the soap and cosmetics industry.

Ford Motor Credit files free writing prospectus for strategy

Ford Motor Credit Co LLC has filed a free writing prospectus, signaling potential changes in its financing strategies amidst industry evolution.

FT 13037 files Rule 24f-2 notice to register additional securities

FT 13037 has filed a Rule 24f-2 notice to register additional securities, expanding its offerings in the investment sector.

Citigroup files prospectus for new securities offering

Citigroup Inc. has filed a prospectus, signaling its intent to raise capital amid competitive banking conditions. The filing reflects industry trends.

UBS AG files prospectus for new securities offering

UBS AG has filed a prospectus for a new securities offering, reflecting strategic capital-raising efforts in the National Commercial Banks sector.

FT 13035 files notice of effectiveness under Rule 24f-2

FT 13035 has filed a notice of effectiveness under Rule 24f-2, reflecting compliance with SEC regulations. The filing is managed by First Trust Portfolios L.P.

Old Westbury Funds files certificate of accounting for securities

Old Westbury Funds Inc files a certificate of accounting for securities, emphasizing transparency and compliance in the investment industry.

FT 13010 files Rule 24f-2 notice for additional securities

FT 13010 has filed a Rule 24f-2 notice, enabling the registration of additional securities, signaling growth potential and industry trends.

FT 12882 Files Rule 24f-2 Notice for Additional Securities

FT 12882 has filed a Rule 24f-2 notice, allowing for the registration of additional securities, signaling growth in the investment sector.

FT 13007 Files Notice of Effectiveness for Securities Registration

FT 13007 has filed a notice of effectiveness with the SEC, allowing for potential issuance of securities, impacting the investment industry.

Contrarian Alpha, LP Files Amended Notice of Exempt Offering

Contrarian Alpha, LP has filed an amended notice of exempt offering, signaling potential changes in its investment strategy and market positioning.

FT 13009 Files Notice of Effectiveness Under Rule 24f-2

FT 13009 has filed a notice of effectiveness under Rule 24f-2, allowing it to continue operations without interruption, impacting the industry.

FT 13040 Files Rule 24f-2 Notice for Securities Registration

FT 13040 has filed a Rule 24f-2 notice, ensuring the effectiveness of its registration statement for securities and maintaining compliance in the investment sector.

FT 13032 files Rule 24f-2 notice for additional securities

FT 13032 has filed a Rule 24f-2 notice, signaling its intent to register more securities, impacting its position in the investment sector.

Morgan Stanley Finance files preliminary pricing supplement

Morgan Stanley Finance LLC has filed a preliminary pricing supplement, signaling ongoing capital market activities in the financial sector.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →