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Thursday, November 5, 2026

Breaking News

Latest SEC filings as they come in

FT 13024 Files Notice to Register Additional Securities

FT 13024 has filed a notice under Rule 24f-2 to register additional securities, marking a significant move in the financial services sector.

FT 13011 Files Notice of Effectiveness for Registration

FT 13011 files a notice with the SEC regarding the effectiveness of its registration statement, marking a significant step in its investment management strategy.

FT 13018 files 24F-2NT to register additional securities

FT 13018 has filed a 24F-2NT notice, signaling its intent to register more securities, enhancing its capital-raising capabilities.

First Trust Exchange-Traded Fund IV Files Definitive Materials

First Trust Exchange-Traded Fund IV has filed definitive materials, indicating a new phase in its investment strategies and reflecting industry trends.

FT 13039 files Rule 24f-2 notice for additional securities

FT 13039 has filed a Rule 24f-2 notice, allowing for the registration of additional securities, reflecting a trend in the investment industry.

Meeder Funds submits monthly portfolio investments report

Meeder Funds has filed its monthly portfolio investments report, offering insights into its investment strategies and asset allocations.

SSGA Active Trust Files Definitive Materials for ETFs

SSGA Active Trust updates investment offerings with new definitive materials, reflecting changes in the digital asset landscape and investment management.

Veralto Corp reports proposed sale of securities

Veralto Corp has filed to propose a sale of securities, signaling potential changes in its capital structure and impacting the Instruments For Measuring industry.

FT 13016 Files Notice to Register Additional Securities

FT 13016 has filed a notice under Rule 24f-2 to register additional securities, signaling growth potential in the investment management sector.

FT 13030 Files Notice Under Rule 24f-2 for Securities

FT 13030 has filed a Rule 24f-2 notice to register additional securities, reflecting its strategy in the evolving investment landscape.

Masonry Partners Fund amends exempt offering of securities

Masonry Partners Fund, LP has amended its exempt offering of securities, indicating ongoing compliance in the investment industry.

Augenstein Mark files Form 144 for proposed securities sale

Augenstein Mark has filed a Form 144, indicating a proposed sale of securities, which could impact its ownership structure and the financial services industry.

FT 13033 files Rule 24f-2 notice to register additional shares

FT 13033 filed a Rule 24f-2 notice, signaling plans to register more shares, enhancing its capital-raising capabilities in the investment sector.

Amalgamated Bank Files Quarterly 13F-HR Report

Amalgamated Bank submits its quarterly 13F-HR filing, revealing its investment holdings as of September 30, 2026, marking a commitment to transparency.

JPMorgan Chase Financial files preliminary pricing supplement

JPMorgan Chase Financial Co. LLC has filed a preliminary pricing supplement for a new debt issuance, reflecting trends in the national commercial banking sector.

Neuberger Berman Japan Equity Fund amends exempt offering

Neuberger Berman Japan Equity Fund L.P. files an amendment to its exempt offering of securities, showcasing its commitment to compliance and transparency.

Meeder Funds Reports Monthly Portfolio Investments for September

Meeder Funds has submitted its NPORT-P filing, detailing its portfolio investments as of September 30, 2026, crucial for investor insights.

Meeder Funds Files Monthly Portfolio Investments Report

Meeder Funds has submitted its monthly portfolio investments report, showcasing its investment strategy and holdings as of September 30, 2026.

Levy Susan Cohen Files Form 144 for Proposed Sale of Securities

Levy Susan Cohen's recent Form 144 filing indicates plans to sell securities, potentially impacting the commercial banking sector.

Meeder Funds files monthly portfolio investments report

Meeder Funds has submitted its monthly portfolio investments report, detailing its holdings and strategies as of September 30, 2026.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →