Raub Brock Capital Management reports $326 million in assets
Raub Brock Capital Management LP discloses $326 million in assets under management as of September 30, 2026, showcasing a diverse investment portfolio.
Morgan Stanley Finance LLC Files New Pricing Supplement
Morgan Stanley Finance LLC has filed a new pricing supplement for market-linked securities, indicating ongoing investment diversification efforts.
BofA Finance LLC Files Pricing Supplement for New Notes
BofA Finance LLC has filed a pricing supplement for new notes linked to Cameco Corporation shares, enhancing its offerings in the national commercial banking sector.
L. Roy Papp & Associates Reports Q3 Holdings in 13F Filing
L. Roy Papp & Associates, LLP has revealed its Q3 holdings in a recent 13F filing, showcasing a diverse investment portfolio across multiple sectors.
Toczydlowski Gregory C proposes sale of securities in filing
Gregory C. Toczydlowski files Form 144, indicating a proposed sale of securities, which may impact the fire, marine, and casualty insurance sector.
Listed Funds Trust Files New Registration Statement for ETFs
Listed Funds Trust has filed a new registration statement, highlighting its commitment to expanding investment offerings in the ETF market.
Series Portfolios Trust Reports $48.8M in Net Assets
Series Portfolios Trust files NPORT-P, revealing net assets of $48.8 million and key investment holdings. Insights into the investment management sector.
UBS AG files new prospectus to enhance capital structure
UBS AG's latest prospectus filing signals a strategic move to enhance its capital structure, impacting the National Commercial Banks sector.
HSBC USA Inc. Files Pricing Supplement for New Securities
HSBC USA Inc. announces a new offering of market-linked securities totaling $3.82 million, linked to NVIDIA, Alphabet, and Broadcom stocks.
Hamilton Lane Advisors amends 13F-HR filing for Q3 2026
Hamilton Lane Advisors LLC has amended its 13F-HR filing, reporting approximately $179.3 million in holdings as of September 30, 2026.
Barclays Bank announces pricing for new contingent coupon notes
Barclays Bank PLC has filed a preliminary pricing supplement for callable contingent coupon notes linked to major stock indices, expanding its offerings.
Bank of Nova Scotia Files New Pricing Supplement for Notes
Bank of Nova Scotia has filed a pricing supplement for its senior note program, showcasing its strategy to attract investments in the competitive banking sector.
M3F, Inc. discloses $391,341 in latest 13F-HR filing
M3F, Inc. reveals a total of 21 holdings valued at $391,341 in its latest 13F-HR filing, reflecting its investment strategy as of September 30, 2026.
ATERRA Metals Inc. announces new equity offering
ATERRA Metals Inc. has filed to raise funds through an equity offering of common shares priced at CAD$0.06, signaling strategic financial moves.
HSBC USA Inc. offers new Autocallable Yield Notes linked to Oracle
HSBC USA Inc. has announced a new offering of Autocallable Yield Notes linked to Oracle Corporation, featuring quarterly coupon payments and a call option.
Blue Owl Real Estate Exchange VII DST Files New Offering
Blue Owl Real Estate Exchange VII DST seeks to raise $310 million through a new private offering, marking a significant step in its capital-raising efforts.
JPMorgan Chase Financial Co. LLC Files Pricing Supplement
JPMorgan Chase Financial Co. LLC has filed a preliminary pricing supplement for structured investments linked to the MerQube US Large-Cap Vol Advantage Index.
Morgan Stanley Finance unveils new structured investment product
Morgan Stanley Finance LLC has filed a Free Writing Prospectus for a new structured investment linked to stocks from Astera Labs, Alphabet, and NVIDIA.
Golisano to Sell Over 295,000 Shares of Paychex, Inc.
Thomas Golisano plans to sell 295,857 shares of Paychex, Inc., valued at approximately $32.67 million, signaling potential changes in investment strategy.
Stillwater Wealth Management Group Reports $179.7M in Holdings
Stillwater Wealth Management Group's latest filing reveals $179.7 million in holdings, reflecting its investment strategies and market positioning.