Clicky

Thursday, November 5, 2026

Breaking News

Latest SEC filings as they come in

Dageville Benoit files to sell 50,000 shares of Snowflake

Dageville Benoit has filed to sell 50,000 shares of Snowflake Inc., valued at approximately $16.1 million, reflecting ongoing activity in the industry.

GS Finance Corp. Files Preliminary Pricing for New Notes

GS Finance Corp. has filed a preliminary pricing supplement for autocallable contingent coupon index-linked notes due 2028, signaling a strategic move in the securities market.

PE Premier VCF IX Offshore LP Amends Private Equity Offering

PE Premier VCF IX Offshore LP has amended its private equity fund offering, signaling strategic changes that may affect investors and partners.

Stuart Kupinsky files to sell 1,000 shares of Mercury Systems

Stuart Kupinsky of Mercury Systems Inc has filed to sell 1,000 shares, reflecting ongoing insider activity in the electronic components sector.

Stellar Wealth Partners India Fund I amends offering details

Stellar Wealth Partners India Fund I, LP updates its offering, reporting over $30 million sold. The amendment reflects ongoing fundraising efforts in the hedge fund sector.

Guggenheim Defined Portfolios Launches New Investment Trust

Guggenheim Defined Portfolios, Series 2651 files for a new unit investment trust, expanding its offerings in the investment sector.

Canton Ohio Storage Investors raises $2.85 million in offering

Canton Ohio Storage Investors, LLC completes a $2.85 million private offering, signaling growth in the commercial sector and attracting 24 investors.

Guggenheim Defined Portfolios Launches New Series 2650

Guggenheim Defined Portfolios files for Series 2650, expanding its unit investment trust offerings in the financial market.

BRIA Capital Group reveals $146.7M in Q3 holdings

BRIA Capital Group's latest 13F-HR filing shows $146.7 million in holdings, with significant investments in technology and healthcare sectors.

Series Portfolios Trust reveals new asset report in filing

Series Portfolios Trust's latest NPORT-P filing reveals key financial details, including net assets and liabilities, impacting investor confidence in the sector.

Series Portfolios Trust Reports Latest NPORT-P Filing

Series Portfolios Trust files NPORT-P, revealing asset management updates and performance insights, impacting the investment sector.

Greenslope Capital Adaptive Alpha Fund amends offering details

Greenslope Capital Adaptive Alpha Fund, LP has amended its offering, indicating ongoing activity in the hedge fund sector with $1,075,000 already sold.

Allspring Funds Trust Files Summary Prospectus for New Fund

Allspring Funds Trust announces the filing of a summary prospectus for the Allspring Wisconsin Tax-Free Fund, effective November 1, 2026.

LifeWealth Investments reports Q3 holdings valued at $359.5M

LifeWealth Investments, LLC discloses its Q3 holdings with a total value of $359.5 million, showcasing its investment strategy in a competitive market.

Toronto-Dominion Bank files pricing supplement for new notes

Toronto-Dominion Bank announces $784,000 in new autocallable notes linked to major stocks, enhancing its investment product offerings.

AFL-CIO Housing Investment Trust invests $83.2 million in NYC

AFL-CIO Housing Investment Trust announces an $83.2 million investment for the rehabilitation of Nostrand Houses, enhancing affordable housing in NYC.

BofA Finance LLC Files Pricing Supplement for New Notes

BofA Finance LLC has filed a pricing supplement for Auto-Callable Enhanced Return Notes linked to the Nasdaq-100 Index, expanding its offerings in the banking sector.

Variant Private Wealth reports $112M in Q3 holdings

Variant Private Wealth, LLC reveals $112 million in holdings for Q3 2026, focusing on major tech firms and diversifying its investment strategy.

Keyco Fund reports no proxies received for voting period

Keyco Fund, Inc. disclosed in its latest filing that it did not receive any proxies to vote during the reporting period, highlighting shareholder engagement challenges.

Havas SA/ADR amends ADS registration statement share ratio

Havas SA/ADR changes its ADS share ratio from five to one-half in a recent SEC filing, reflecting market adjustments in the advertising industry.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →