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Wednesday, November 4, 2026

Breaking News

Latest SEC filings as they come in

Fidelity Puritan Trust Reports Securities Activity in Filing

Fidelity Puritan Trust files a 24F-2NT, detailing significant securities activity and compliance updates, impacting the investment industry.

FT 13296 Files Amendment to Registration Statement

FT 13296 has filed an amendment to its registration statement, signaling growth in the unit investment trust sector and enhancing its investment offerings.

Allspring Funds Trust Files Summary Prospectus for Fund

Allspring Funds Trust has filed a summary prospectus for its California Tax-Free Fund, detailing investment objectives and fee structures.

Toronto-Dominion Bank offers $2.5 million in digital notes

Toronto-Dominion Bank has filed a pricing supplement for $2.5 million in digital notes linked to the Invesco QQQ Trust, showcasing its innovative financial strategies.

Morgan Stanley Finance LLC Unveils New Structured Investment

Morgan Stanley Finance LLC files a preliminary pricing supplement for a new structured investment product, signaling innovation in the securities industry.

Ford Credit Auto Owner Trust 2026-B Releases Monthly Report

Ford Credit Auto Owner Trust 2026-B has filed its monthly distribution report, detailing asset performance and distribution metrics for investors.

Flat Footed Series LLC - Fund 6 announces new private offering

Flat Footed Series LLC - Fund 6 files Form D for new private offering, raising over $54 million, signaling strong interest in private investment funds.

GS Mortgage Securities Trust 2014-GC22 Reports Latest Distribution

GS Mortgage Securities Trust 2014-GC22 provides an update on its latest distribution, reflecting ongoing performance in the asset-backed securities market.

Ford Credit Auto Owner Trust 2025-B Reports Latest Distribution

Ford Credit Auto Owner Trust 2025-B has filed its latest distribution report, shedding light on its asset-backed securities performance.

Daimler Trucks Retail Trust 2023-1 Reports October Distribution

Daimler Trucks Retail Trust 2023-1 files a distribution report, showcasing stability in the asset-backed securities market.

LA FINANCIERE DE L'ECHIQUIER Files 13F Notice for Q3 2026

LA FINANCIERE DE L'ECHIQUIER files a 13F Notice detailing its investment activities for Q3 2026, highlighting its strategy in the investment management sector.

EC AUTOBIO 1 a Series of CGF2021 LLC Raises $46,000 in Offering

EC AUTOBIO 1 a Series of CGF2021 LLC raises $46,000 to cover expenses, signaling activity in the private equity fund sector.

Ally Auto Receivables Trust 2024-2 Files ABS-EE for Q3 2026

Ally Auto Receivables Trust 2024-2 has submitted an ABS-EE filing detailing its asset data for the third quarter of 2026, reflecting its operations in the auto loan market.

Bank of Nova Scotia files for new contingent income securities

Bank of Nova Scotia has filed a preliminary pricing supplement for new contingent income auto-callable securities linked to Oracle Corporation's stock.

AMP, Ltd. amends details of private offering in SEC filing

AMP, Ltd. updates its private offering details, reporting $576 million sold. The amendment signals strategic fundraising adjustments amid market changes.

Franklin Templeton Trust Announces Fund Name Changes

Franklin Templeton Variable Insurance Products Trust reveals upcoming fund name changes aimed at enhancing branding, effective May 1, 2027.

Bank of America announces callable contingent income securities

Bank of America Corp files to offer callable contingent income securities, highlighting innovation in the National Commercial Banks sector.

BofA Finance LLC Files Free Writing Prospectus for New Securities

BofA Finance LLC files a Free Writing Prospectus for Callable Contingent Income Securities due 2028, fully guaranteed by Bank of America Corporation.

Bank of Nova Scotia Files for New Notes Linked to NVIDIA Stock

Bank of Nova Scotia's new notes linked to NVIDIA stock signal a strategic move to diversify funding. The notes mature in 2029 and involve investment risks.

Monetary Solutions reveals $117 million portfolio in 13F-HR

Monetary Solutions, Ltd discloses a portfolio valued at $117 million in its latest 13F-HR filing, showcasing diverse investments across various sectors.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →