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Wednesday, November 4, 2026

Breaking News

Latest SEC filings as they come in

Absolute Investment Advisers reports latest investment holdings

Absolute Investment Advisers, LLC reveals its latest investment holdings in a recent SEC filing, highlighting significant positions in various companies.

Fidelity Merrimack Street Trust files for new ETF product

Fidelity Merrimack Street Trust has filed for the Fidelity Short Duration Income ETF, targeting income-seeking investors while preserving capital.

Ford Credit Auto Owner Trust 2024-A Releases Monthly Report

Ford Credit Auto Owner Trust 2024-A has issued its monthly distribution report, highlighting performance in the asset-backed securities sector.

Bank of Montreal announces new senior medium-term notes

Bank of Montreal files a pricing supplement for senior medium-term notes linked to the US Global Jets ETF, enhancing its investment offerings.

Putnam ETF Trust Sets New Effective Date for ETF Amendment

Putnam ETF Trust announces a new effective date for its Franklin Core Plus ETF registration statement, reflecting ongoing industry adjustments.

Sage Investment Advisers reveals latest portfolio holdings

Sage Investment Advisers LLC has filed its 13F-HR report, showcasing its investment strategy and diverse portfolio as of September 30, 2026.

JPMorgan Chase Financial files preliminary pricing supplement

JPMorgan Chase Financial Co. LLC files a preliminary pricing supplement for structured investments linked to NVIDIA Corporation's stock, signaling strategic moves.

1st Franklin Financial Corp announces new subordinated debentures

1st Franklin Financial Corp has filed a prospectus for new subordinated debentures, aiming to enhance its financial offerings in the personal credit sector.

UBS AG offers $1 million in Trigger Autocallable Notes

UBS AG files for $1 million Trigger Autocallable Notes linked to Netflix, Amazon, and Micron stocks, aiming to attract investors seeking higher yields.

UBS AG Files Pricing Supplement for $6M Autocallable Notes

UBS AG has filed a pricing supplement for $6 million in Trigger Autocallable Notes linked to key indices, highlighting its strategy in the banking sector.

Ford Credit Auto Owner Trust 2024-D Releases Monthly Report

Ford Credit Auto Owner Trust 2024-D files its monthly distribution report, detailing performance of its auto loan asset pool.

Citigroup Global Markets Announces New Security Offering

Citigroup Global Markets Holdings Inc. files a preliminary offering summary for new securities linked to major stock indices, outlining risks and potential returns.

PSP Research LLC reveals $145.8M in latest 13F filing

PSP Research LLC's latest 13F filing shows a portfolio valued at $145.8 million, focusing on biotechnology and pharmaceutical investments.

Mercedes-Benz Auto Receivables Trust 2023-1 Reports ABS-EE Filing

Mercedes-Benz Auto Receivables Trust 2023-1 files ABS-EE report, showcasing its auto loan asset-backed securities and indicating market confidence.

Bank of Nova Scotia Files Pricing Supplement for New Notes

Bank of Nova Scotia files a preliminary pricing supplement for callable contingent coupon notes due October 25, 2030, enhancing its funding strategy.

First National Bank of Mount Dora Reports $503M in Holdings

First National Bank of Mount Dora's recent filing reveals a $503 million investment portfolio, highlighting its growth in the financial services sector.

Piscataqua Savings Bank files 13F-HR for Q3 2026

Piscataqua Savings Bank discloses its Q3 2026 investment holdings in a recent 13F-HR filing, totaling approximately $145.5 million in assets.

WhiteHawk Minerals files prospectus for 2.87M share resale

WhiteHawk Minerals Corp. files a prospectus for the resale of 2.87 million shares, marking a significant liquidity event in the crude petroleum sector.

Toronto-Dominion Bank Offers $1 Million in Digital Notes

Toronto-Dominion Bank files for $1 million in digital notes linked to Alphabet Inc., reflecting a trend in complex financial products in the banking sector.

Procyon Advisors reports $2.36 billion in Q3 holdings

Procyon Advisors, LLC files 13F-HR report detailing $2.36 billion in investments as of September 30, 2026, highlighting key holdings in major companies.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →