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Wednesday, November 4, 2026

Breaking News

Latest SEC filings as they come in

44 North Opportunities I A Series of V360 Holdings LLC Files Offering

44 North Opportunities I A Series of V360 Holdings LLC has filed an offering under Rule 506(b) to raise $425,000, marking its entry into the investment landscape.

T. Rowe Price Tax-Efficient Funds releases semi-annual report

T. Rowe Price Tax-Efficient Funds has filed its semi-annual report, detailing performance and holdings, highlighting tax-efficient strategies.

Cboe Exchange files amendment to previous SEC submission

Cboe Exchange, Inc. has filed an amendment to its SEC submission, emphasizing compliance efforts in the exchange industry.

Cboe BYX Exchange files amendment to previous submission

Cboe BYX Exchange, Inc. files an amendment, signaling potential operational updates. Details remain sparse in the latest SEC filing.

Wormser Freres Gestion Discloses $180.76M in 13F-HR Filing

Wormser Freres Gestion's latest 13F-HR filing reveals $180.76 million in holdings, showcasing its investment strategies and major positions in leading companies.

FTP 10 Confirms Compliance with SEC Regulations in Filing

FTP 10 certifies compliance with SEC regulations in its latest filing, reflecting its commitment to transparency in the investment management sector.

Venture Hub Tech Fund LLC Launches New Private Equity Offering

Venture Hub Tech Fund LLC files for a new private equity offering under Rule 506(b), marking its entry into the investment fund market.

T. Rowe Price State Tax-Free Funds releases semi-annual report

T. Rowe Price State Tax-Free Funds, Inc. has filed its semi-annual report, highlighting the performance of its New York Municipal Bond Fund for the period ending August 31, 2026.

Ford Credit Auto Lease Trust 2026-A Releases Distribution Report

Ford Credit Auto Lease Trust 2026-A has released its distribution report, showcasing performance in the asset-backed securities sector.

FT 13295 files amendment for indefinite unit offering

FT 13295 files an amendment to its registration statement, allowing for an indefinite number of units, signaling readiness for expansion.

Mercedes-Benz Auto Receivables Trust 2026-1 Reports Distribution

Mercedes-Benz Auto Receivables Trust 2026-1 has released its latest distribution report, highlighting stable performance in asset-backed securities.

FT 13248 Confirms Compliance with SEC Registration Rules

FT 13248 certifies its recent registration amendment aligns with SEC regulations, demonstrating commitment to compliance and transparency in the investment sector.

Yardley Wealth Management reports $229 million in assets

Yardley Wealth Management LLC disclosed $229 million in assets under management as of September 30, 2026, highlighting key investments in major companies.

Two Seventy Direct Lending Fund A Files New Offering Under Rule 506

Two Seventy Direct Lending Perpetual Capital Fund A files a new offering under Rule 506(b), aiming to attract investors for its pooled investment fund.

Wolff Financial Management reports $494.25 million in assets

Wolff Financial Management LLC files 13F-HR, reporting $494.25 million in assets under management as of September 30, 2026.

Baker Chad R reports $611 million in Q3 2026 holdings

Baker Chad R's recent 13F filing shows over $611 million in holdings, highlighting strategic investments in key sectors for Q3 2026.

Investors Exchange LLC Files Amendment to Registration Statement

Investors Exchange LLC has filed an amendment to its registration statement, reflecting ongoing developments in the security and commodity brokerage industry.

Morgan Stanley Finance LLC announces new structured investment

Morgan Stanley Finance LLC has filed a preliminary pricing supplement for a new structured investment, signaling innovation in the securities market.

Barclays Bank announces Phoenix AutoCallable Notes offering

Barclays Bank PLC has filed a preliminary pricing supplement for its Phoenix AutoCallable Notes due October 2028, enhancing its product offerings.

TransparentSea, Inc. Launches New Private Equity Offering

TransparentSea, Inc. files for a private equity offering under Rule 506(b), raising over $1 million with nearly $2.4 million remaining.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →