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Wednesday, November 4, 2026

Breaking News

Latest SEC filings as they come in

BofA Finance LLC Files Pricing Supplement for New Notes

BofA Finance LLC has filed a pricing supplement for its new Contingent Income Issuer Callable Yield Notes, guaranteed by Bank of America Corporation.

Invesco Unit Trusts Taxable Income Series 502 Updates Filing

Invesco Unit Trusts Taxable Income Series 502 files a post-effective amendment to its registration, effective October 22, 2026.

GS Mortgage Securities Trust 2020-GSA2 Reports Monthly Distribution

GS Mortgage Securities Trust 2020-GSA2 announces its monthly distribution report, signaling stability in the asset-backed securities sector.

Mercedes-Benz Auto Lease Trust 2026-A Files ABS-EE Report

Mercedes-Benz Auto Lease Trust 2026-A has filed an ABS-EE report, showcasing its activity in the asset-backed securities market.

VanEck ETF Trust Delays Registration Statement Effectiveness

VanEck ETF Trust has filed to delay its registration statement's effectiveness until November 20, 2026, impacting the investment industry.

Lycia Therapeutics registers shares for employee incentive plans

Lycia Therapeutics files registration statement for employee stock plans, signaling commitment to growth and talent retention in the biological products sector.

Southwest Airlines raises $1.25 billion in bond offering

Southwest Airlines announces a $1.25 billion bond offering to strengthen its financial position, including $600 million due 2029 and $650 million due 2031.

Bitwise Funds Trust to Remove ETF from NYSE Arca Listing

Bitwise Funds Trust announces the removal of its ETF from NYSE Arca, effective October 26, 2026, amid ongoing shifts in the investment landscape.

Invesco Unit Trusts Taxable Income Series 477 Files Amendment

Invesco Unit Trusts Taxable Income Series 477 has filed an amendment to its registration statement, impacting the investment community and unit investment trust sector.

OpenArc Corporate Advisory reports $8.86B in 13F-HR filing

OpenArc Corporate Advisory, LLC reveals $8.86 billion portfolio in latest 13F-HR filing, showcasing significant investments in major companies.

CandorIQ, Inc. raises over $13.5 million in private offering

CandorIQ, Inc. has raised $13.5 million through a private offering, signaling growth potential in the tech sector.

Goldman Sachs unveils new market-linked securities offering

Goldman Sachs Group Inc. has filed a Free Writing Prospectus for market-linked securities, reflecting its strategy in the competitive securities market.

Deutsche DWS Investments VIT Funds Files New Prospectus Update

Deutsche DWS Investments VIT Funds has filed a new prospectus update, reflecting changes in fund structures and impacting investor strategies.

Inlight Wealth Management reveals $350 million portfolio in Q3

Inlight Wealth Management's latest 13F-HR filing shows a portfolio valued at $350 million, with key investments in major companies.

T. Rowe Price Tax-Free Fund Releases Latest Shareholder Report

T. Rowe Price Tax-Free Short-Intermediate Fund, Inc. releases its latest shareholder report, detailing financial performance and investment strategies.

Kennedy Investment Group Reports $310.84 Million in Holdings

Kennedy Investment Group, Inc. files 13F-HR, revealing $310.84 million in holdings, reflecting strategic investment moves in the asset management sector.

BofA Finance Files Pricing Supplement for Auto-Callable Notes

BofA Finance LLC has filed a pricing supplement for Auto-Callable Notes linked to AMD and Micron stocks, expected to price on October 23, 2026.

Connective Portfolio Management Reports Q3 Holdings Update

Connective Portfolio Management reveals its Q3 holdings, showcasing investments in major companies like Apple and Amazon, reflecting strategic market positioning.

GS Mortgage Securities Trust 2017-GS6 Files ABS-EE Report

GS Mortgage Securities Trust 2017-GS6 has filed an ABS-EE report detailing its commercial mortgage-backed securities, reflecting ongoing asset management.

GS Finance Corp. Offers Market-Linked Securities in New Filing

GS Finance Corp. announces a new offering of market-linked securities, highlighting innovation in the security brokers and dealers industry.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →