Sterling Investment Counsel files 13F-HR report for Q3 2026
Sterling Investment Counsel, LLC's latest 13F-HR report reveals $436.87 million in assets, showcasing its investment strategy and key holdings.
Bank of Montreal Registers New Autocallable Securities Linked to S&P 500
Bank of Montreal has filed for new Autocallable Strategic Accelerated Redemption Securities linked to the S&P 500, set to mature in 2029.
Toronto Dominion Bank Issues $1.52 Million in Capped Notes
Toronto Dominion Bank announces $1.52 million in capped notes linked to the S&P 500 Index, due in 2028, highlighting its investment strategy.
Morgan Stanley Finance files preliminary pricing supplement
Morgan Stanley Finance LLC has filed a preliminary pricing supplement, indicating new securities offerings to enhance its capital structure.
Hobart Private Capital reports Q3 2026 holdings in 13F
Hobart Private Capital's Q3 2026 13F filing shows key investments, impacting asset management strategies and competition in the industry.
Slocum, Gordon & Co LLP Reports $143.3M in Holdings
Slocum, Gordon & Co LLP discloses $143.3 million in holdings as of September 30, 2026, reflecting its investment strategy and market positioning.
Algoma Steel removes warrants from Nasdaq listing
Algoma Steel Group Inc. has removed its warrants from Nasdaq, signaling a significant shift in its financial strategy amid industry changes.
HSBC USA Inc. Offers $1 Million in New Notes
HSBC USA Inc. has filed a pricing supplement for $1 million in Autocallable Contingent Income Barrier Notes linked to Alphabet Inc.'s stock.
Armbruster Capital Management Reports $665.8M in Holdings
Armbruster Capital Management's latest 13F-HR filing reveals $665.8 million in holdings, including major investments in tech stocks and ETFs.
Eaton Vance Special Investment Trust names new portfolio manager
Eaton Vance Special Investment Trust announces Mihir Shah as new portfolio manager, enhancing its investment management team.
JPMorgan Chase Financial Co. files for new investment notes
JPMorgan Chase Financial Co. LLC has filed a preliminary pricing supplement for investment notes linked to Nasdaq-100 and S&P 500 indices, enhancing its offerings.
Citigroup files preliminary pricing supplement for notes
Citigroup Inc. files a preliminary pricing supplement for new medium-term senior notes, reflecting its strategy in the National Commercial Banks sector.
Morgan Stanley Finance LLC Files Pricing Supplement for Securities
Morgan Stanley Finance LLC has filed a pricing supplement for Enhanced Buffered Jump Securities, showcasing innovation in structured investments.
BofA Finance LLC Files Pricing Supplement for $7.75M Notes
BofA Finance LLC announces $7.75 million in leveraged basket-linked notes due April 2028, fully guaranteed by Bank of America Corporation.
Barclays Bank announces $1.973 million in digital notes
Barclays Bank PLC files for $1.973 million in digital notes linked to stocks, marking a strategic move in the commercial banking sector.
Toronto Dominion Bank Files Prospectus for Securities Offering
Toronto Dominion Bank has filed a prospectus to enhance its capital position, reflecting trends in the commercial banking sector.
Zeit Capital submits quarterly 13F-HR report for Q3 2026
Zeit Capital LLC files its quarterly 13F-HR report, revealing investment holdings as of September 30, 2026, reflecting its strategy in the financial services sector.
CCP XII No. 2 SCSp Amends Private Equity Fund Offering Details
CCP XII No. 2 SCSp amends its private equity fund offering, reflecting updated compliance and investment strategies as outlined in its recent SEC filing.
BofA Finance LLC launches $7.3M Capped Buffered Return Notes
BofA Finance LLC files for $7.3 million in Capped Buffered Return Notes linked to major stock indices, showcasing innovative financial strategies.
Lux Compute Leaders, L.P. files for $300 million venture fund
Lux Compute Leaders, L.P. has filed to raise $300 million for a new venture capital fund, signaling growth in the investment industry.