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Wednesday, November 4, 2026

Breaking News

Latest SEC filings as they come in

Arcus Biosciences Announces Common Stock Offering

Arcus Biosciences has filed a prospectus supplement for a common stock offering, aiming to raise capital for its clinical programs in cancer treatment.

Sensori by Measured Capital files notice of exempt offering

Sensori by Measured Capital has filed a notice of exempt offering of securities, signaling a strategic capital-raising move in the financial services sector.

Hewlett Packard Enterprise officer sells 34,443 shares

Rami Rahim of Hewlett Packard Enterprise sold 34,443 shares as part of a pre-arranged trading plan, reflecting trends in the computer equipment industry.

Momentous Wealth Management reveals $206 million in assets

Momentous Wealth Management, Inc. reports a portfolio worth over $206 million in its latest SEC filing, showcasing key investments in major companies.

Goldman Sachs Trust Changes Fund Classification to Non-Diversified

Goldman Sachs Trust shifts its funds to a non-diversified classification, allowing for greater investment flexibility and potential risk exposure.

Invesco DB US Dollar Index Bearish Fund Names New CFO

Invesco DB US Dollar Index Bearish Fund appoints Lori Anello as new CFO amid Kelli Gallegos' leave of absence, signaling leadership continuity.

Allogene Therapeutics officer sells shares following vesting

Allogene Therapeutics, Inc. reports a share sale by an officer, reflecting trends in the biological products industry and equity compensation practices.

Bank of Montreal announces pricing for new autocallable notes

Bank of Montreal files pricing supplement for new autocallable barrier notes, reflecting its strategy to diversify funding sources in a competitive market.

HSBC USA Inc. offers Autocallable Notes linked to stocks

HSBC USA Inc. announces offering of Autocallable Contingent Income Barrier Notes linked to Blackstone and NVIDIA, enhancing its financial product lineup.

PVG Asset Management Corp reveals $146.7M in holdings

PVG Asset Management Corp discloses $146.7 million in holdings as of September 30, 2026, highlighting its investment strategy and market position.

Courage Miller Partners reports $378.9M in 13F-HR filing

Courage Miller Partners, LLC disclosed a total investment value of $378.9 million in its latest 13F-HR filing, reflecting ongoing portfolio management strategies.

Seamount Financial Group Reports $254.76M in Holdings

Seamount Financial Group's latest 13F-HR filing reveals $254.76 million in holdings, showcasing its investment strategy and compliance in the financial services sector.

Farewell by Play Money files new offering to raise $250,000

Farewell by Play Money has filed to raise $250,000 through a new offering, marking a significant step in its venture capital strategy.

IRulya Therapeutics files Form 144 for stock sale

IRulya Therapeutics Inc. has filed a Form 144 to sell 3,700 shares of common stock, signaling liquidity and strategic capital management.

Exchange Listed Funds Trust Registers Shares for New ETF

Exchange Listed Funds Trust registers common shares for xETFs International Semiconductor Index ETF, signaling growth in semiconductor investments.

Blue Owl Asset Income Fund Evergreen Files New Offering

Blue Owl Asset Income Fund Evergreen has filed a new offering under SEC regulations, signaling its commitment to attracting investments and expanding its capital base.

ETF Opportunities Trust Certifies Prospectus Consistency

ETF Opportunities Trust confirms its prospectus aligns with previous filings, ensuring compliance and transparency in investment management.

JPMorgan Chase Financial Co. files for structured investment notes

JPMorgan Chase Financial Co. LLC files a preliminary pricing supplement for structured investment notes linked to Oracle Corporation's stock.

Michelle Chang files to sell 10,156 shares of Zoom stock

Michelle Chang of Zoom Communications has filed to sell 10,156 shares of Class A common stock, following a previous sale of 8,489 shares.

EnRich Financial Partners reports Q3 holdings with $415M total

EnRich Financial Partners LLC reveals its Q3 holdings, totaling over $415 million, showcasing investments in major firms like Apple and Amazon.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →