Clicky

Friday, November 6, 2026

Breaking News

Latest SEC filings as they come in

JPMorgan Chase Financial Co. files preliminary pricing supplement

JPMorgan Chase Financial Co. has filed a preliminary pricing supplement for notes linked to the Bloomberg Commodity Index, signaling ongoing investment strategies.

Institutional Fiduciary Trust Confirms Unchanged Prospectus

Institutional Fiduciary Trust certifies that its prospectus remains unchanged, ensuring compliance with SEC regulations and maintaining transparency.

Coca-Cola Europacific Partners CCO Files to Sell 1,350 Shares

Stephen James Lusk, CCO of Coca-Cola Europacific Partners, files to sell 1,350 shares, reflecting ongoing compensation adjustments within the company.

Stony Lonesome Capital IV LP updates offering details

Stony Lonesome Capital IV LP announces an update to its offering, revealing a total offering amount of $150 million and $8.5 million already raised.

Gryphon Financial Partners reports Q3 holdings of $1.16B

Gryphon Financial Partners announces its Q3 holdings, totaling over $1.16 billion, showcasing diverse investments across multiple sectors.

BofA Finance LLC Files Pricing Supplement for New Notes

BofA Finance LLC announces new Auto-Callable Return Notes linked to the Market Guard Top 100 Index, expected to price on November 30, 2026.

UBS Group AG acquires 6.6% stake in Rising Dragon Acquisition

UBS Group AG has reported a 6.6% ownership stake in Rising Dragon Acquisition Corp., reflecting ongoing investment in the blank check company sector.

SmartTrust 767 certifies no changes in definitive materials

SmartTrust 767 confirms no changes to its definitive materials in a recent SEC filing, signaling stability in its operational strategies.

Legora, Inc. files new offering to raise $550 million

Legora, Inc. has filed a new offering under Rule 506(b) to raise $550 million, reflecting growth potential and trends in the technology sector.

Hazlett, Burt & Watson, Inc. Files Latest 13F-HR Report

Hazlett, Burt & Watson, Inc. reveals its 13F-HR report with 15,956 shares valued at $387,358 as of September 30, 2026, impacting the financial services sector.

Citigroup files preliminary pricing supplement for new notes

Citigroup Inc. has filed a preliminary pricing supplement for its Medium-Term Senior Notes, Series N, indicating a strategic move in the commercial banking sector.

UBS AG files for Trigger Autocallable Yield Notes offering

UBS AG has filed a preliminary pricing supplement for its Trigger Autocallable Contingent Yield Notes, linked to Amazon, Boeing, and Alphabet stocks.

Citigroup files preliminary pricing supplement for notes

Citigroup Inc. files a preliminary pricing supplement for medium-term senior notes, aiming to enhance funding capabilities in the national commercial banking sector.

Barclays Bank announces new contingent coupon notes

Barclays Bank PLC files a preliminary pricing supplement for Buffered Autocallable Contingent Coupon Notes linked to Marvell Technology, enhancing its product offerings.

Kenan Sterling Holt files latest 13F-NT for Q3 2026

Kenan Sterling Holt has filed its 13F-NT for Q3 2026, reflecting its investment strategies and transparency in the competitive investment management sector.

DT House Ltd withdraws registration statement for offering

DT House Ltd has withdrawn its registration statement for a public offering, indicating a strategic shift in its capital-raising efforts.

Distressed Credit Opportunities Fund II amends offering details

Distressed Credit Opportunities Fund II, L.P. files an amendment revealing $6 million sold in its offering, emphasizing transparency and efficiency.

JPMorgan Chase Financial Co. files pricing supplement for notes

JPMorgan Chase Financial Co. LLC has filed a pricing supplement for structured investments linked to the SPDR Gold Trust, enhancing its product offerings.

NHIT: Core Plus Fixed Income Trust Amends Offering Statement

NHIT: Core Plus Fixed Income Trust files an amendment to its offering statement, raising over $4.2 billion and setting a minimum investment of $5 million.

Harlow Wealth Management files 13F notice for Q3 2026

Harlow Wealth Management, Inc. has submitted a 13F notice detailing its investment changes for Q3 2026, impacting its strategy and the wealth management industry.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →