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Friday, November 6, 2026

Breaking News

Latest SEC filings as they come in

Putnam Funds Trust updates prospectus for two funds

Putnam Funds Trust has updated the prospectus for the Putnam International Value Fund and Putnam Small Cap Growth Fund, confirming no changes from previous filings.

Bank of Nova Scotia Files Pricing Supplement for New Notes

Bank of Nova Scotia announces new callable contingent coupon notes linked to major indices, enhancing its offerings in the competitive banking sector.

M&G Plc reports $19.87 billion in latest 13F-HR filing

M&G Plc's recent 13F-HR filing shows a diverse portfolio worth over $19.87 billion, impacting strategies in the investment management sector.

Putnam International Equity Fund files 497J to confirm updates

Putnam International Equity Fund files a 497J form, confirming no changes to its prospectus, emphasizing transparency in the investment sector.

Citigroup announces new medium-term senior notes offering

Citigroup Inc. files a pricing supplement for medium-term senior notes linked to Cadence Design Systems, set to mature in 2029.

James Advantage Funds Files New Summary Prospectus for Fund

James Advantage Funds has filed a new summary prospectus for its James Balanced: Golden Rainbow Fund, emphasizing growth and income for investors.

BofA Finance files pricing supplement for new yield notes

BofA Finance LLC files a pricing supplement for Auto-Callable Yield Notes linked to the S&P 500 Futures Index, reflecting trends in the banking sector.

JPMorgan Chase Financial Co. files pricing supplement for notes

JPMorgan Chase Financial Co. LLC has filed a pricing supplement for $3.25 million in structured notes linked to Alphabet Inc. stock.

Citigroup files pricing supplement for new debt securities

Citigroup Inc. has filed a pricing supplement for its Medium-Term Senior Notes, Series N, reflecting its ongoing innovation in the banking sector.

Kansal Mohit to Sell 6,053 Shares of Flywire Corp

Kansal Mohit has filed to sell 6,053 shares of Flywire Corp, valued at approximately $126,507.70, reflecting ongoing stock activity.

Soundwatch Capital reports $910.66 million in holdings

Soundwatch Capital LLC's latest 13F-HR reveals $910.66 million in holdings, reflecting its investment strategies as of September 30, 2026.

Symmetry Panoramic Trust Releases Latest Shareholder Report

Symmetry Panoramic Trust has filed its certified shareholder report, detailing financial performance and investment strategies, impacting the investment management industry.

Eni S.p.A. Reports Purchase of 4.2 Million Treasury Shares

Eni S.p.A. announces the acquisition of 4.2 million treasury shares, part of its buyback program aimed at enhancing shareholder value.

Morgan Stanley Finance LLC Unveils New Structured Investment Product

Morgan Stanley Finance LLC has filed a preliminary pricing supplement for Trigger PLUS securities, indicating a strategic move to enhance its investment offerings.

Citigroup files preliminary pricing supplement for notes

Citigroup Inc. has filed a preliminary pricing supplement for medium-term senior notes, marking a significant move in the national commercial banks sector.

Morgan Stanley Finance LLC Files for New Structured Investment

Morgan Stanley Finance LLC has filed a preliminary pricing supplement for a new structured investment product linked to Rivian Automotive's stock performance.

Morgan Stanley Finance LLC Files for New Structured Investment

Morgan Stanley Finance LLC has filed a preliminary pricing supplement for new structured investment securities linked to The Carlyle Group Inc.

Mutual Fund Series Trust Updates Catalyst Systematic Alpha Fund

Mutual Fund Series Trust files new summary prospectus for Catalyst Systematic Alpha Fund, detailing investment strategies and fees.

Greenbird Opportunity Fund amends offering details in filing

Greenbird Opportunity Fund, LLC Series A - Prometheus updates offering details, signaling ongoing fundraising efforts in the private equity sector.

Morgan Stanley Finance files amendment for structured investment

Morgan Stanley Finance LLC files an amendment for a new structured investment product, reflecting ongoing innovation in the financial services sector.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →