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Friday, November 6, 2026

Breaking News

Latest SEC filings as they come in

Curran Financial Partners Reports $615 Million in Holdings

Curran Financial Partners, LLC discloses $615 million in investments in its latest SEC filing, showcasing a diverse portfolio in the financial services sector.

Morgan Stanley Finance LLC Unveils New Structured Investment

Morgan Stanley Finance LLC announces a new offering of structured investments, highlighting a growing trend in the securities market.

Nomura America Finance files pricing supplement for notes

Nomura America Finance, LLC files a pricing supplement for Senior Global Medium-Term Notes linked to S&P 500 Index, offering returns of at least 8.70%.

DCF Advisers reports $444M in quarterly holdings

DCF Advisers, LLC has disclosed its quarterly holdings valued at $444 million, showcasing its investment strategies in technology and healthcare sectors.

LFG DOG Completes $517,500 Private Equity Offering

LFG DOG a Series of LFG VC LLC has completed a $517,500 private equity offering, aimed at covering operational costs.

Veridical VC Opportunities II raises $355,000 in new offering

Veridical VC Opportunities II has raised $355,000 in a new offering, marking its entry into the venture capital market.

Turkcell Announces Major Share Buy-Back Program

Turkcell Iletisim Hizmetleri A.S. initiates a significant share buy-back program, purchasing over 12 million shares to support market stability.

Reiss Richard sells 1,280 shares of Exponent Inc stock

Reiss Richard, Group VP at Exponent Inc, sold 1,280 shares of common stock, reducing his holdings to 1,008 shares as of November 3, 2026.

Former Avient CEO Ashish Khandpur K sells 9,462 shares

Ashish Khandpur K, former CEO of Avient Corp, sells 9,462 shares valued at $456,602.36 as part of his exit from the company.

Former Arthur J. Gallagher Officer Files to Sell 5,000 Shares

Richard C. Cary, a former officer at Arthur J. Gallagher & Co., has filed to sell 5,000 shares of common stock, valued at approximately $1.44 million.

Joseph Group Capital Management files latest 13F-HR report

Joseph Group Capital Management reveals its investment holdings in the latest 13F-HR filing, totaling approximately $561.5 million as of September 30, 2026.

Physicians Financial Services reveals $400,518 in assets

Physicians Financial Services, Inc. files 13F-HR report showing $400,518 in assets under management as of September 30, 2026.

First International Bank of Israel Files 13F-HR Report

First International Bank of Israel Ltd. reveals significant U.S. holdings in its latest 13F-HR filing, impacting investment strategies in the financial sector.

F.I.B.I. Holdings Ltd. files latest 13F-NT for Q3 2026

F.I.B.I. Holdings Ltd. submits its 13F-NT filing for Q3 2026, showcasing its investment strategies and holdings in the financial services sector.

FT 13316 Files Effective Amendment for New Investment Trust

FT 13316 has filed an effective amendment for a new investment trust, marking a significant step in its portfolio expansion.

Emperor Metals amends private offering under Rule 506(b)

Emperor Metals Inc. amends its private offering under Rule 506(b), enhancing investor security and capital raising efforts.

Mariner Finance Funding files due diligence report on assets

Mariner Finance Funding, LLC files a report detailing findings from a third-party due diligence provider, emphasizing transparency in asset-backed securities.

First Security Municipal Advisors adds new business names

First Security Municipal Advisors, Inc. expands its registrations with new business names, reflecting growth in the municipal advisory sector.

Rivi-Quilter October 2026 Raises $466,327 in Private Offering

Rivi-Quilter October 2026 a Series of CGF2026 LLC has raised $466,327 in a private offering, highlighting trends in the private equity sector.

Heppner acquires 350 shares of Andersons, Inc.

David R. Heppner acquired 350 shares of Andersons, Inc., reflecting his commitment as a director. The move may influence shareholder confidence in the industry.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →