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Saturday, November 7, 2026

Breaking News

Latest SEC filings as they come in

BML Investment Partners Discloses 6.7% Stake in LENZ Therapeutics

BML Investment Partners, L.P. reveals a 6.7% stake in LENZ Therapeutics, indicating growing investor interest in the biological products sector.

Nylim MacKay Fund Reports Change in Ownership Structure

Nylim MacKay Muni Income Opportunities Fund files Form 3, indicating a change in ownership with Lisa Marie Hornby as the new reporting owner.

Crestline Lending Solutions Amends Operating Agreement

Crestline Lending Solutions updates its operating agreement, impacting governance and fiscal year-end, signaling strategic shifts in management practices.

Thunder Mountain Gold appoints Ron Clayton as director

Thunder Mountain Gold Inc. strengthens its board with the appointment of Ron Clayton, a veteran in the mining industry, effective October 1, 2026.

Cadeler A/S Reports Share Transaction by Board Member's Associate

Cadeler A/S announces a share transaction involving a board member's associate, reflecting ongoing activity in the offshore transportation industry.

DiGangi Elizabeth Felice reports stock transaction

Elizabeth Felice DiGangi reports acquisition of 1,199 shares in Dime Commercial Bancshares, Inc., emphasizing compliance with SEC regulations.

Linton Paul Alderman Reports Stock Transactions at FTI Consulting

Linton Paul Alderman discloses stock transactions involving FTI Consulting, impacting ownership dynamics and investor sentiment in management consulting.

GS Finance Corp. Files Preliminary Pricing Supplement for New Securities

GS Finance Corp. files a preliminary pricing supplement for structured investments linked to TOPIX, aiming to diversify its offerings in the securities market.

Crocs director sells over 10,000 shares in SEC filing

Crocs, Inc. director Douglas Treff sells over 10,000 shares, indicating liquidity strategies amid market dynamics in the rubber and plastics footwear industry.

AGP Franklin reveals $229 million investment in latest filing

AGP Franklin, LLC's latest 13F-HR report shows a $229 million investment portfolio as of September 30, 2026, highlighting key holdings in major companies.

Needham Funds files fidelity bond update

Needham Funds Inc. updates its fidelity bond in a recent SEC filing, ensuring compliance with investment industry regulations.

Quantinno Deals Excelsior Custom Series Files New Offering

Quantinno Deals Excelsior Custom Series, L.P. files a new offering under Rule 506(b), indicating growth potential in the hedge fund sector.

Payden & Rygel reports strong liquidity in money market fund

Payden & Rygel Investment Group's N-MFP3 filing reveals strong liquidity and asset management in its Payden Cash Reserves Money Market Fund.

Lake Hill Augustus Fund LLC Files New Private Offering

Lake Hill Augustus Fund LLC has filed a new private offering under SEC's Rule 506(b), marking a significant move in the hedge fund sector.

IDB Lido Wealth files 13F-NT for Q3 2026 holdings

IDB Lido Wealth, LLC files a 13F-NT, revealing changes in investment holdings as of September 30, 2026, impacting the wealth management sector.

PGIM ETF Trust Files N-CSR Report for Period Ending August 2026

PGIM ETF Trust has submitted its N-CSR report, showcasing its performance and strategy for the period ending August 31, 2026.

Beacon Financial Planning reports $293.6M in Q3 holdings

Beacon Financial Planning, Inc. discloses $293.6 million in holdings for Q3 2026, including major investments in tech giants like Apple and Amazon.

BofA Finance LLC Files Pricing Supplement for New Notes

BofA Finance LLC files a pricing supplement for Autocallable Leveraged Index Return Notes, fully guaranteed by Bank of America Corporation.

BlackRock boosts stake in iShares, now holds 28.1% ownership

BlackRock Portfolio Management LLC increases its stake in iShares, Inc. to 28.1%, signaling its strong position in the asset management industry.

Quantinno Deals Excelsior Custom Series files new offering

Quantinno Deals Excelsior Custom Series, L.P. - Series QE0054 files a new offering to raise capital, reflecting trends in the pooled investment fund industry.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →