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Saturday, November 7, 2026

Breaking News

Latest SEC filings as they come in

BlackRock updates iShares, Inc. ownership stake to 44.9%

BlackRock Portfolio Management LLC increases its stake in iShares, Inc. to 44.9%, reflecting its strong position in the investment management industry.

Hornby Lisa Marie files Form 3, reports no securities ownership

Hornby Lisa Marie files Form 3 showing no securities ownership in NYLIM MacKay DefinedTerm Muni Opportunities Fund, ensuring compliance with SEC regulations.

Yum Brands COO Skeans Tracy L Reports Major Stock Transactions

Skeans Tracy L, COO of Yum Brands, reports significant stock transactions, acquiring 26,660 shares at $78.07 each, reflecting confidence in the company.

Lido Advisors reports $39.09 billion in holdings for Q3 2026

Lido Advisors, LLC disclosed $39.09 billion in holdings for Q3 2026, showcasing key investments in major companies like 3M and Abbott Laboratories.

National Rural Utilities Cooperative Finance Corp to Issue Debt

National Rural Utilities Cooperative Finance Corp announces the issuance of $800,000 in Medium-Term Notes, enhancing its financial capabilities.

Forum Funds Releases Certified Shareholder Report for 2026

Forum Funds has filed its certified shareholder report for the year ending August 31, 2026, showcasing its financial performance and commitment to transparency.

Banner Ridge DSCO Fund III announces new private equity offering

Banner Ridge DSCO Fund III files for a new private equity offering, aiming to raise capital in a competitive investment landscape.

Bank of Montreal Announces New Equity-Linked Securities Offering

Bank of Montreal has filed a pricing supplement for new equity-linked securities, reflecting a strategic move in the competitive commercial banking sector.

Quantinno Deals Excelsior Custom Series files new offering

Quantinno Deals Excelsior Custom Series, L.P. files a new private offering under Rule 506(b), signaling growth intentions in the investment landscape.

NFR Equity A Series of Master Fund I LLC Completes Offering

NFR Equity A Series of Master Fund I LLC confirms completion of $477,500 fundraising effort, indicating strong interest in pooled investment funds.

Key National Trust Co of Delaware Files Latest 13F-NT

Key National Trust Co of Delaware submits its 13F-NT filing, reflecting investment activities and transparency commitments as of September 30, 2026.

626 Financial reveals latest 13F-HR holdings report

626 Financial, LLC's recent 13F-HR filing shows diverse investments, reflecting strategic asset allocation in the financial services sector.

Quantinno Deals Excelsior Custom Series files new offering

Quantinno Deals Excelsior Custom Series, L.P. announces a new offering under Rule 506(b), impacting the hedge fund sector with $15 million sold.

GS Finance Corp. Files Preliminary Pricing Supplement

GS Finance Corp. has filed a preliminary pricing supplement for a new investment linked to the Nasdaq-100 Index, signaling its strategy to diversify offerings.

JHSF Capital Global Opportunities Fund Files New Offering

JHSF Capital Global Opportunities Fixed Income Fund LLC files for a new offering, raising $11.92 million with a minimum investment of $100,000.

Larry J. Merlo Files Form 3, No Securities Ownership Reported

Larry J. Merlo files Form 3 reporting no ownership of Kimberly-Clark Corp. shares, reflecting his director role and governance practices.

Red Rock Resorts Reports Strong Q3 Results Amid Recovery

Red Rock Resorts, Inc. reports positive Q3 results, reflecting growth in the hospitality sector and competitive positioning in the hotels and motels industry.

Cementos Pacasmayo Announces Tender Offer by Inversiones Aspi

Cementos Pacasmayo S.A.A. reports a tender offer from Inversiones Aspi S.A., signaling a potential shift in the hydraulic cement market.

NB Bancorp Reports Third Quarter Results for 2026

NB Bancorp, Inc. announces its third quarter results for 2026, showcasing growth in the savings institution sector.

Simmons First National Corp Reports Third-Quarter Results

Simmons First National Corp announces third-quarter financial results, highlighting resilience in the competitive national commercial banking sector.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →