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Saturday, November 7, 2026

Breaking News

Latest SEC filings as they come in

Thirdline Real Estate Income Fund Announces Name Change, Split

Thirdline Real Estate Income Fund will rebrand as Northmarq and execute a reverse stock split to enhance share value, effective December 1, 2026.

MGI Investments LP - Series 44 raises $3.05 million in offering

MGI Investments LP - Series 44 has successfully raised $3.05 million through a private offering, reflecting trends in the venture capital sector.

Bare Financial Services Reports $447.2M in Latest 13F-HR Filing

Bare Financial Services, Inc. reveals $447.2 million in assets under management in its latest 13F-HR filing, highlighting key investments in major companies.

Rose Capital Advisors reports $410 million in holdings

Rose Capital Advisors LLC reveals over $410 million in holdings as of September 30, 2026, highlighting key investment strategies in the financial services sector.

PROOF IV BCGI LLC raises $488,250 in private offering

PROOF IV BCGI LLC has successfully raised $488,250 through a private offering, marking a significant step in its venture capital efforts.

Rhoads files to sell 5,000 shares of Globus Medical stock

Ann D. Rhoads of Globus Medical has filed to sell 5,000 shares, following a recent stock option exercise, impacting the surgical instruments market.

Barclays launches $500K autocallable notes linked to Alphabet

Barclays Bank PLC files for $500,000 in autocallable buffered notes linked to Alphabet Inc., signaling innovation in commercial banking.

GS Finance Corp. files for new ETF-linked notes offering

GS Finance Corp. has filed a preliminary pricing supplement for new notes linked to specific ETFs, signaling a strategic move in the securities market.

JPMorgan Chase Financial Co. issues $1M callable notes

JPMorgan Chase Financial Co. LLC has filed to issue $1 million in callable fixed-rate notes, fully guaranteed by JPMorgan Chase & Co.

Quantinno Deals Excelsior Custom Series Launches New Offering

Quantinno Deals Excelsior Custom Series, L.P. - Series QE0043 announces a new offering under SEC Rule 506(b), raising nearly $9.8 million.

Delaware Life NY Separate Account M files offering amendment

Delaware Life NY Separate Account M has filed an amendment to its offering, signaling ongoing compliance and investment strategy in the insurance sector.

de Verneuil Vanina discloses stock transactions at Vir Biotechnology

de Verneuil Vanina recently filed disclosures regarding stock transactions, reflecting ongoing management activity at Vir Biotechnology, Inc.

Principal Credit Real Estate Income Trust Raises $650,000 in Shares

Principal Credit Real Estate Income Trust has raised $650,000 through the sale of common shares, signaling growth in private offerings within the REIT sector.

NRC Health Reports Q3 Results, Highlights Growth Strategies

NRC Health's latest quarterly report reveals key insights into its growth strategies and performance in the commercial physical and biological research sector.

Barclays Bank unveils $2.6 million in autocallable notes

Barclays Bank PLC files for $2.6 million in autocallable buffered dual directional notes linked to major tech stocks, enhancing its capital market strategy.

NexGen Buyout Partners Fund II files new private equity offering

NexGen Buyout Partners Fund II, L.P. files a new offering under Rule 506(b) to raise capital, reflecting trends in the private equity investment landscape.

White Donnell R sells 3,000 shares of Huntington Bancshares

White Donnell R reports sale of 3,000 shares of Huntington Bancshares, reflecting ongoing executive ownership changes in the banking sector.

Morgan Stanley Finance files pricing supplement for new securities

Morgan Stanley Finance LLC announces a new pricing supplement for contingent income securities linked to Amazon and Palantir stocks, aiming to attract investors.

BofA Finance LLC Files Pricing Supplement for New Notes

BofA Finance LLC has filed a pricing supplement for Buffered Auto-Callable Notes linked to the S&P 500 Futures, expanding its financial product offerings.

Morgan Stanley Finance LLC Files Pricing Supplement for New Securities

Morgan Stanley Finance LLC has filed a pricing supplement for new Callable Contingent Income Securities, indicating strategic growth in investment offerings.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →