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Saturday, November 7, 2026

Breaking News

Latest SEC filings as they come in

BofA Finance announces new index-linked notes due in 2028

BofA Finance LLC files for new index-linked notes, reflecting a strategic move to diversify offerings in the national commercial banking sector.

Waters Parkerson reports $2.08B in assets in 13F-HR filing

Waters Parkerson & Co., LLC files 13F-HR report showing $2.08 billion in assets as of September 30, 2026, highlighting its investment strategy.

REICON Wealth Advisors reports $184 million in holdings

REICON Wealth Advisors, LLC reports $184 million in securities held as of September 30, 2026, revealing insights into its investment strategy.

BofA Finance LLC Launches Contingent Income Callable Notes

BofA Finance LLC files for new callable yield notes linked to major indices, enhancing its offerings in the National Commercial Banks sector.

Morgan Stanley Finance LLC Files for Jump Notes Offering

Morgan Stanley Finance LLC files a preliminary pricing supplement for Jump Notes linked to AerCap Holdings, signaling a new investment strategy.

Lucerna Global Capital Onshore Fund LP files amendment to offering

Lucerna Global Capital Onshore Fund LP has filed an amendment to its private offering, reflecting ongoing capital-raising efforts in the investment fund sector.

KKR FS Income Trust Select amends offering statement

KKR FS Income Trust Select has amended its offering statement, revealing over $1 billion raised in a $5 billion fundraising effort.

Junius Daniel M files to sell shares of IDEXX Laboratories

Junius Daniel M has filed to sell 500 shares of IDEXX Laboratories, valued at approximately $345,835, reflecting ongoing trends in the diagnostics sector.

GrayHair Venture Partners Fund I, LP amends private offering

GrayHair Venture Partners Fund I, LP has amended its private offering, aiming to raise $20 million, with $2.3 million already secured from investors.

Shippy Nation LLC closes Class A Units offering ahead of schedule

Shippy Nation LLC successfully closes its Class A Units offering, raising over $316,400, marking a significant milestone for the company.

Vermilion Energy Reports Q3 Results, Plans 4% Dividend Hike

Vermilion Energy Inc. announces Q3 2026 results, a 4% dividend increase, and a strong budget for 2027, reflecting positive industry trends.

Intrepid Potash reports strong Q3 results amid market growth

Intrepid Potash, Inc. highlights strong Q3 results in its recent filing, reflecting a positive outlook in the mining sector.

Tamer Ford Acquires Nearly 10,000 Shares of Lattice Semiconductor

Tamer Ford has acquired 9,790 shares of Lattice Semiconductor Corp, signaling confidence in the semiconductor industry. Read more about the transactions.

Mark E. Christenson Files Form 3 for Marzetti Co Ownership Change

Mark E. Christenson has filed a Form 3, indicating a change in his ownership status at Marzetti Co, reflecting corporate governance practices.

English acquires shares in Lord Abbett Municipal Opportunities Fund

Christopher T. English increases his stake in Lord Abbett Municipal Opportunities Fund by acquiring 3,003 shares, now holding over 30,560 shares.

Diane Aigotti acquires 72 shares of phantom stock at GATX

Diane Aigotti reports acquisition of 72 shares of phantom stock under GATX Corporation's plans, reflecting commitment to the company.

JPMorgan Chase Financial Co. files pricing supplement for notes

JPMorgan Chase Financial Co. LLC files a preliminary pricing supplement for Auto Callable Contingent Interest Notes linked to major ETFs.

VanEck Funds registers new ETF to enhance investment offerings

VanEck Funds registers shares of its new ETF, the VanEck Pivotal Trends ETF, signaling growth and innovation in investment options.

Ritchie Robert C to Sell 75,000 Shares of American Integrity

Ritchie Robert C plans to sell 75,000 shares of American Integrity Insurance Group, valued at $2.17 million, indicating a major liquidity move.

Investment Managers Series Trust II launches new ETFs

Investment Managers Series Trust II files a prospectus for new ETFs, expanding its investment offerings and targeting sophisticated investors.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →