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Saturday, November 7, 2026

Breaking News

Latest SEC filings as they come in

Quantinno Deals Excelsior Custom Series Files New Offering

Quantinno Deals Excelsior Custom Series, L.P. has filed a new offering under SEC Rule 506(b), indicating growth potential in the hedge fund sector.

ASP (Feeder) Co-Investment Select Fund II B LP Amends Offering

ASP (Feeder) Co-Investment Select Fund II B LP has amended its offering statement, signaling ongoing fundraising efforts in the investment fund sector.

Furcron Thomas Patrick Reports Stock Transactions in RGC

Furcron Thomas Patrick discloses stock transactions in RGC Resources Inc., highlighting executive activity in the natural gas transmission sector.

Citigroup Announces Step Down Trigger Autocallable Notes Offering

Citigroup Inc. unveils its new Step Down Trigger Autocallable Notes linked to major indices, highlighting strategic financial innovation.

SPDR Index Shares Funds Updates Registration Statement

SPDR Index Shares Funds updates its registration statement, allowing for non-diversified status without shareholder approval, impacting its investment strategy.

DBX ETF Trust Files Latest N-CSR Report for Investors

DBX ETF Trust has submitted its N-CSR report, detailing financial performance and operations, crucial for investors and the ETF industry.

BofA Finance LLC Files Pricing Supplement for New Notes

BofA Finance LLC announces new contingent income buffered auto-callable yield notes linked to S&P 500 Futures, expanding its offerings in the banking sector.

Maryellen F. Goodlatte Reports New Stock Transactions

Maryellen F. Goodlatte discloses new stock transactions involving RGC Resources, reflecting ongoing investment in the natural gas sector.

SMX Announces Reverse Stock Split Effective November 9

SMX (Security Matters) Public Ltd Co will execute a reverse stock split on November 9, reducing its shares significantly to enhance market presence.

Layman J. Allen reports stock transactions in RGC Resources

Layman J. Allen discloses stock transactions in RGC Resources, reflecting ongoing investment in the natural gas sector amid his retirement from the board.

RGC Resources CFO Timothy Mulvaney Reports Stock Transactions

Timothy J. Mulvaney, CFO of RGC Resources, details recent stock transactions in SEC filing, reflecting ongoing investment in the natural gas sector.

Nancy H. Agee Reports Stock Transactions After Retirement

Nancy H. Agee files Form 5 detailing stock transactions after stepping down as director of RGC Resources Inc., affecting ownership dynamics in the industry.

Tandem Investment Advisors Reports $1.39B Portfolio Value

Tandem Investment Advisors' latest 13F-HR filing shows a portfolio value of $1.39 billion, highlighting key investments in major corporations.

Barclays Bank Issues $642,000 in Contingent Coupon Notes

Barclays Bank PLC has issued $642,000 in Autocallable Contingent Coupon Barrier Notes linked to stocks of Dell, Robinhood, and Lumentum.

BofA Finance LLC Launches New Auto-Callable Yield Notes

BofA Finance LLC announces new auto-callable yield notes linked to gold and silver ETFs, fully guaranteed by Bank of America Corporation.

Conine Steven to Sell 10,000 Shares of Wayfair Class A Stock

Conine Steven files to sell 10,000 shares of Wayfair Inc. valued at $1.25 million, reflecting ongoing insider activity in the retail sector.

GS Finance Corp. Unveils New Notes Linked to Russell 2000 Index

GS Finance Corp. files for new notes linked to the Russell 2000 Index, signaling strategic growth in the financial services sector.

Baxter Bros Inc reports $889 million in quarterly holdings

Baxter Bros Inc reveals $889 million in holdings in its latest 13F-HR filing, reflecting strategic positioning and compliance in the financial services sector.

Barclays Bank announces new market-linked securities offering

Barclays Bank PLC files a pricing supplement for new securities linked to the iShares Bitcoin Trust ETF, expanding its innovative financial products.

Granite Investment Partners Reveals $1.84B Holdings in SEC Filing

Granite Investment Partners, LLC discloses $1.84 billion in holdings in its latest SEC filing, detailing major investments in companies like Alphabet and Amazon.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →