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Saturday, November 7, 2026

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Latest SEC filings as they come in

Greenbird Opportunity Fund amends offering details in filing

Greenbird Opportunity Fund, LLC Series A - Prometheus updates offering details, signaling ongoing fundraising efforts in the private equity sector.

Morgan Stanley Finance files amendment for structured investment

Morgan Stanley Finance LLC files an amendment for a new structured investment product, reflecting ongoing innovation in the financial services sector.

Mutual Fund Series Trust Files Summary Prospectus for Fund

Mutual Fund Series Trust has filed a summary prospectus for its Catalyst Systematic High Income Fund, outlining its investment strategies and fees.

Mutual Fund Series Trust Files Summary Prospectus Update

Mutual Fund Series Trust updates its Catalyst/Aspect Enhanced Multi-Asset Fund with a new summary prospectus detailing fees and investment strategies.

James Advantage Funds Files Summary Prospectus for Small Cap Fund

James Advantage Funds has filed a summary prospectus for its James Small Cap Fund, effective November 1, 2026, focusing on small-cap equity investments.

Putnam Sustainable Leaders Fund files 497J confirming stability

Putnam Sustainable Leaders Fund files 497J, confirming no changes to its prospectus, indicating stability in its operations and compliance.

Morgan Stanley Finance LLC Files Preliminary Pricing Supplement

Morgan Stanley Finance LLC announces a new structured investment product through a preliminary pricing supplement, enhancing its market offerings.

BofA Finance LLC files pricing supplement for new notes

BofA Finance LLC has filed a pricing supplement for Auto-Callable Enhanced Return Notes linked to the S&P 500 Futures Excess Return Index.

Morgan Stanley Finance LLC Files Preliminary Pricing Supplement

Morgan Stanley Finance LLC has filed a preliminary pricing supplement for structured investments, indicating a strategic move in the financial services sector.

UBS AG files registration for new capped leveraged notes

UBS AG has filed a registration statement for capped leveraged notes linked to the S&P 500, set to mature in July 2028, reflecting its product expansion strategy.

Manager Directed Portfolios certifies unchanged fund documents

Manager Directed Portfolios confirms no changes in fund documents, ensuring compliance with SEC regulations and transparency for investors.

VILLERE ST DENIS J & CO LLC Discloses Latest Holdings in 13F

VILLERE ST DENIS J & CO LLC's recent 13F filing reveals key investments in major firms, highlighting its strategic focus in the investment management sector.

Consolidated Investment Group reveals $1.13B in holdings

Consolidated Investment Group LLC's latest 13F filing shows over $1.13 billion in holdings, indicating a strong market position and investment strategy.

Silvercorp Metals Amends El Domo Project Budget and Timeline

Silvercorp Metals Inc. updates El Domo Project budget to $298.2 million, delaying production to November 2027 amid rising costs.

BofA Finance LLC Files Pricing Supplement for Callable Notes

BofA Finance LLC has filed a preliminary pricing supplement for its Callable Yield Notes, indicating a strategic move to enhance its financial offerings.

Giraffe Gold Holdings launches $400,000 private offering

Giraffe Gold Holdings LLC has begun a private offering, raising $80,000 of a planned $400,000 to support its growth in the retailing sector.

PIMCO Equity Series files certification of unchanged prospectuses

PIMCO Equity Series confirms no changes in prospectuses in recent SEC filing, reinforcing stability and compliance in the investment sector.

Vestor Capital files amended 13F report revealing holdings

Vestor Capital, LLC has filed an amended 13F report detailing its investment holdings as of September 30, 2026, totaling approximately $1.6 million.

PIMCO ETF Trust certifies no changes in prospectuses

PIMCO ETF Trust files certification confirming no changes in prospectuses, indicating stability and transparency in its investment offerings.

James Advantage Funds Files New Summary Prospectus for Fund

James Advantage Funds has filed a new summary prospectus for its James Balanced: Golden Rainbow Fund, detailing investment strategies and fees.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →