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Saturday, November 7, 2026

Breaking News

Latest SEC filings as they come in

BofA Finance LLC Files Pricing Supplement for New Notes

BofA Finance LLC files a pricing supplement for Buffered Digital Return Notes linked to major indices, backed by Bank of America Corporation.

Goldenstone Wealth Management reports Q3 2026 holdings

Goldenstone Wealth Management LLC reveals its Q3 2026 investment holdings totaling $159.3 million, showcasing a focus on top tech stocks.

Volkswagen Auto Lease Trust 2026-C Files Preliminary Prospectus

Volkswagen Auto Lease Trust 2026-C has filed a preliminary prospectus for a new offering of asset-backed securities, signaling continued financing efforts.

Roq.ad Inc. Amends Private Offering Details in SEC Filing

Roq.ad Inc. updates SEC filing to amend details of a private offering, indicating ongoing fundraising efforts and potential industry impacts.

Guggenheim Defined Portfolios files amendment for new trust

Guggenheim Defined Portfolios, Series 2639 files an amendment to its registration statement, launching a new unit investment trust focused on dividends.

Capital Today Evergreen Fund reports $134.3M in holdings

Capital Today Evergreen Fund, L.P. discloses $134.3 million in investments in its latest 13F-HR filing, highlighting key holdings in various companies.

Itaú Unibanco reports strong Q3 earnings with R$12.6B result

Itaú Unibanco Holding S.A. announces impressive third-quarter earnings, reporting a recurring managerial result of R$12.6 billion, reflecting strong performance.

Itaú Unibanco reports strong Q3 2026 results, highlights growth

Itaú Unibanco Holding S.A. reports strong financial results for Q3 2026, showcasing growth and sustainability in the state commercial banking sector.

Caterpillar Financial Services reports Q3 results for 2026

Caterpillar Financial Services Corp releases Q3 2026 results, reflecting stability in the credit institution sector amid economic changes.

Avient Corp Reports Q3 Results Highlighting Growth

Avient Corp's Q3 filing reveals strong financial performance, impacting the plastic materials industry and prompting strategic considerations for competitors.

FT 13462 Files Initial Registration Statement for Units

FT 13462 has filed an initial registration statement to offer units, highlighting a trend in investment trusts. First Trust Portfolios L.P. is the depositor.

Mutual Fund Series Trust files summary prospectus for Catalyst Fund

Mutual Fund Series Trust files a summary prospectus for the Catalyst Insider Income Fund, detailing fees, expenses, and investment strategies.

BofA Finance LLC Files Pricing Supplement for Notes

BofA Finance LLC files a pricing supplement for auto-callable notes, enhancing its product offerings in the national commercial banking sector.

BofA Finance LLC Files Pricing Supplement for New Notes

BofA Finance LLC announces a new pricing supplement for its Auto-Callable Yield Notes, enhancing its product offerings in the banking sector.

BofA Finance LLC Files Pricing Supplement for Notes Offering

BofA Finance LLC announces a new offering of Auto-Callable Notes linked to major indices, guaranteed by Bank of America Corporation.

Volkswagen Auto Lease Trust 2026-C files for $745.15M offering

Volkswagen Auto Lease Trust 2026-C announces a $745.15 million asset-backed securities offering, impacting the automotive finance sector.

Kilmichael Bancorp raises $8 million in private offering

Kilmichael Bancorp, Inc. has completed an $8 million private offering, showcasing strong investor interest and growth potential in the commercial banking sector.

Mutual Fund Series Trust Files Summary Prospectus for Fund

Mutual Fund Series Trust updates its Catalyst/SMH High Income Fund prospectus, focusing on high-yield investments and associated risks.

Wells Fargo Finance LLC files pricing supplement for notes

Wells Fargo Finance LLC has filed a pricing supplement for its Medium-Term Notes, signaling a strategic move to enhance its financial offerings.

Kane Co Wealth Management files 13F-HR with $125.2 million

Kane Co Wealth Management reports $125.2 million in investments in its latest 13F-HR filing, focusing on various Dimensional ETF Trust funds.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →