Clicky

Saturday, November 7, 2026

Breaking News

Latest SEC filings as they come in

Lloyd Scott MacRae Files Initial Statement of Ownership

Lloyd Scott MacRae files an initial statement of beneficial ownership as Chief Commercial Officer at Accendra Health Inc., highlighting leadership roles.

Bank of Nova Scotia issues $12.245M in new notes offering

Bank of Nova Scotia announces a $12.245 million offering of autocallable contingent barrier return enhanced notes linked to major stock indexes.

JPMorgan Chase Financial Co. announces $500K structured notes

JPMorgan Chase Financial Co. LLC files a pricing supplement for $500,000 in structured investments linked to the Nasdaq-100 Index, enhancing its product offerings.

Quadrant Private Wealth Management Reports $753.4M Holdings

Quadrant Private Wealth Management, LLC reveals $753.4 million in assets in its latest SEC filing, showcasing its investment strategy and key holdings.

Grayscale Funds Trust Sets New Effective Date for ETF

Grayscale Funds Trust files amendment for Grayscale Stablecoin Ecosystem ETF, setting new effective date to December 3, 2026.

Bank of Nova Scotia Announces New Autocallable Notes Offering

Bank of Nova Scotia files for new Autocallable Notes linked to Amazon and Alphabet stocks, enhancing capital position amid competitive landscape.

Toronto Dominion Bank Offers New Autocallable Notes

Toronto Dominion Bank files for Autocallable Contingent Interest Barrier Notes, indicating a strategic move to enhance product offerings in the commercial banking sector.

Dymon Asia Capital reports $2.2 billion portfolio in 13F-HR

Dymon Asia Capital's latest 13F-HR filing shows a $2.2 billion portfolio, highlighting key investments in major companies and trends in asset management.

Invesco Unit Trusts Series 2505 Files Registration Amendment

Invesco Unit Trusts Series 2505 has filed an amendment to its registration statement, signaling a public offering focused on dividend sustainability.

Barclays Bank announces new AutoCallable Notes offering

Barclays Bank PLC has filed a preliminary pricing supplement for AutoCallable Contingent Coupon Notes, enhancing its product offerings in the commercial banking sector.

Dymon Asia Capital files 13F Notice for Q3 2026

Dymon Asia Capital (HK) Ltd has submitted a 13F Notice, detailing its investment activities as of September 30, 2026, providing insights into its asset management strategies.

Itau USA Asset Management updates ownership in iShares Trust

Itau USA Asset Management Inc. updates its beneficial ownership in iShares Trust, holding 27,286 shares of the iShares International Treasury Bond ETF.

DFA Australia Ltd. Files 13F Notice for Q3 2026

DFA Australia Ltd. has submitted a 13F Notice detailing its investment activities as of September 30, 2026, reflecting compliance with SEC regulations.

UBS AG Files Preliminary Pricing for New Yield Notes

UBS AG has filed a preliminary pricing supplement for its new Buffer Autocallable Contingent Yield Notes, linked to Russell 2000 and S&P 500 indices.

Bank of Nova Scotia Files for New Autocallable Notes

Bank of Nova Scotia's new pricing supplement for Autocallable Notes signals a strategic investment opportunity in the state commercial banking sector.

Barclays Bank announces new AutoCallable Notes linked to NVIDIA

Barclays Bank PLC files for AutoCallable Notes linked to NVIDIA, reflecting innovation in commercial banking and competitive market strategies.

GLR Partners reveals $215.6 million in latest holdings

GLR Partners, LLC disclosed a $215.6 million portfolio in its latest filing, showcasing significant investments in major tech companies.

Revere DC Holdings files new private offering under Rule 506(b)

Revere DC Holdings, LP has filed a new offering under Rule 506(b), indicating a private investment opportunity in the evolving financial sector.

Luiro Fund, LP amends private offering, raises $325 million

Luiro Fund, LP has amended its private offering, reporting $325 million raised, signaling strong investor interest in its investment strategy.

Citizens National Bank Trust Department reports $679.99M in holdings

Citizens National Bank Trust Department's latest filing reveals a total investment value of $679.99 million, showcasing its diverse portfolio strategy.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →